Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Scott Steven BrownRoyal Alliance Associates, Inc.1st Global Capital Corp.$5009-21-2018
Julie Ann FlynnRoyal Alliance Associates, Inc.1st Global Capital Corp.08-20-2018
Wesley Allen RolandRoyal Alliance Associates, Inc.1st Global Capital Corp.$5001-19-2016
Sarah Laine SmitheyRoyal Alliance Associates, Inc.1st Global Capital Corp.$1003-05-2013
Leif Eric PetersonRoyal Alliance Associates, Inc.1st Global Capital Corp.01-22-2013
William Franklin Smith Jr.Royal Alliance Associates, Inc.Acorn Financial Advisory Services, Inc.$10003-07-2018
Andrew Jon RogersRoyal Alliance Associates, Inc.Alliance Wealth Advisors04-22-2019
James Edward FamulaRoyal Alliance Associates, Inc.Allstate Financial Services, LLC09-07-2016
Dolores B MitchellRoyal Alliance Associates, Inc.Allstate Financial Services, LLC11-01-2010
Barbara Jean HedblomRoyal Alliance Associates, Inc.Ameriprise Financial Services, Inc.$10006-27-2018
Brian Scott ParnessRoyal Alliance Associates, Inc.Ameriprise Financial Services, Inc.$1001-05-2018
Horacio Daniel PiccininnoRoyal Alliance Associates, Inc.Ameriprise Financial Services, Inc.05-26-2017
Paul Anthony UnderdahlRoyal Alliance Associates, Inc.Ameriprise Financial Services, Inc.05-05-2017
Matthew Robert MenkeRoyal Alliance Associates, Inc.Ameriprise Financial Services, Inc.$5012-16-2016
Fredrick John TroendleRoyal Alliance Associates, Inc.Ameriprise Financial Services, Inc.$10001-08-2015
Joseph Edwin Montgomery IVRoyal Alliance Associates, Inc.Ameriprise Financial Services, Inc.$5001-08-2015
Melissa Jayne MansfieldRoyal Alliance Associates, Inc.Ameriprise Financial Services, Inc.01-08-2015
David William MatthewsRoyal Alliance Associates, Inc.Ameriprise Financial Services, Inc.11-19-2014
Timothy John MaurerRoyal Alliance Associates, Inc.Ameriprise Financial Services, Inc.01-21-2014
William James SealeyRoyal Alliance Associates, Inc.Ameritas Investment Corp.08-18-2017
Jason Scott YoungRoyal Alliance Associates, Inc.Ameritas Investment Corp.08-18-2017
Douglas Paul OlsonRoyal Alliance Associates, Inc.APW Capital, Inc.06-27-2011
David Kendall ShepardRoyal Alliance Associates, Inc.Asset Strategy Advisors, LLC11-16-2012
Jason Wayne BairdRoyal Alliance Associates, Inc.Aurora Securities11-01-2019
Les Dale HunzingerRoyal Alliance Associates, Inc.Ausdal Financial Partners, Inc.$5009-11-2013
Next Page »

Showing 1 to 25 of 1,493 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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