Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Scott PeckRoyal Alliance Associates, Inc.Northwestern Mutual Investment Services, LLC04-09-2020
Amy Van Hoose SmithRoyal Alliance Associates, Inc.Amy V. Smith Wealth Management, LLC$5004-02-2020
Terry Arthur VriezeRoyal Alliance Associates, Inc.Royal Alliance Associates, Inc.03-18-2020
Craig Michael BruningRoyal Alliance Associates, Inc.Voya Financial Advisors, Inc.03-16-2020
Kimber Lee ToergeRoyal Alliance Associates, Inc.TCFG Wealth Management, LLC03-05-2020
Sarah Jane WalkinshawRoyal Alliance Associates, Inc.Royal Alliance Associates, Inc.02-18-2020
Richard Fredrick DunnRoyal Alliance Associates, Inc.AdvisorNet Wealth Management$50002-13-2020
William Bryce GabriRoyal Alliance Associates, Inc.Fidelity Personal and Workplace Advisors02-03-2020
Calvin Lynn FarmerRoyal Alliance Associates, Inc.MML Investors Services, LLC01-31-2020
Theodore Baxter Seagroves IIIRoyal Alliance Associates, Inc.Nationwide Securities, LLC01-06-2020
Robert Benjamin StclairRoyal Alliance Associates, Inc.Commonwealth Financial Network01-02-2020
Aaron Kurt SeemanRoyal Alliance Associates, Inc.Harbour Investments, Inc.$1001-02-2020
Thomas John ZignegoRoyal Alliance Associates, Inc.The Investment Center, Inc.01-02-2020
Steven John CooneyRoyal Alliance Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2020
Woong KimRoyal Alliance Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-16-2019
Larry Glenn JacksonRoyal Alliance Associates, Inc.Pruco Securities, LLC.$5011-25-2019
Timothy James GiacolettiRoyal Alliance Associates, Inc.Avantax Investment Services, Inc.11-19-2019
Paul Andrew SchmidtRoyal Alliance Associates, Inc.LPL Financial LLC11-15-2019
Xavier J. AngelRoyal Alliance Associates, Inc.MML Investors Services, LLC11-11-2019
Timothy Scott NowakRoyal Alliance Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-07-2019
Maria Elizabeth BongiovanniRoyal Alliance Associates, Inc.Secure Asset Management, L.L.C.11-01-2019
Jason Wayne BairdRoyal Alliance Associates, Inc.Secure Asset Management, L.L.C.11-01-2019
Troy Michael Knight-MillerRoyal Alliance Associates, Inc.Lake Point Wealth Management, LLC10-31-2019
Neil KriegsteinRoyal Alliance Associates, Inc.Avantax Investment Services, Inc.$110-30-2019
Christopher Dennis WrightRoyal Alliance Associates, Inc.Locorr Distributors, LLC$10010-23-2019
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Showing 1 to 25 of 655 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.