Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Zachary Matthew ReitemeierRoyal Alliance Associates, Inc.National Planning Corporation10-16-2017
Zachary Daniel LucasRoyal Alliance Associates, Inc.Walnut Street Securities, Inc.07-05-2013
Xavier J AngelRoyal Alliance Associates, Inc.MML Investors Services, LLC11-11-2019
Woong KimRoyal Alliance Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-16-2019
Wolfgang Hansjurgen RemkesRoyal Alliance Associates, Inc.WHJR Associates$15003-29-2018
Wilmer William Wittmer JrRoyal Alliance Associates, Inc.National Planning Corporation10-16-2017
Willow DrazenRoyal Alliance Associates, Inc.NYLIFE Securities LLC02-11-2016
William Norman HytnerRoyal Alliance Associates, Inc.National Planning Corporation$5010-23-2017
William John KanaryRoyal Alliance Associates, Inc.Walnut Street Securities, Inc.07-05-2013
William Jesse TeagueRoyal Alliance Associates, Inc.Capital Analysts03-29-2019
William James SealeyRoyal Alliance Associates, Inc.Ameritas Investment Company, LLC08-18-2017
William James MarinelliRoyal Alliance Associates, Inc.NYLIFE Securities LLC03-09-2010
William J Teague JrRoyal Alliance Associates, Inc.Capital Analysts03-29-2019
William Harold Cully IIIRoyal Alliance Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-26-2018
William George ZimmermanRoyal Alliance Associates, Inc.Strategic Advisers LLC12-05-2016
William Franklin Smith JrRoyal Alliance Associates, Inc.Acorn Financial Advisory Services, Inc.$10003-07-2018
William Chalmers HollwayRoyal Alliance Associates, Inc.Signator Investors, Inc.$5004-23-2012
William Chad CountessRoyal Alliance Associates, Inc.WWK Wealth Advisors02-01-2013
William Calvin CollinsRoyal Alliance Associates, Inc.Collins Financial Planning, Inc.$2512-04-2013
William Bryce GabriRoyal Alliance Associates, Inc.Fidelity Personal and Workplace Advisors02-03-2020
William Arthur RussellRoyal Alliance Associates, Inc.National Planning Corporation$15010-23-2017
Wesley Allen RolandRoyal Alliance Associates, Inc.1st Global Capital Corp.$5001-19-2016
Wendy Wetzel AstorinoRoyal Alliance Associates, Inc.Kestra Investment Services, LLC12-02-2015
Wayne Edward MilewskiRoyal Alliance Associates, Inc.Walnut Street Securities, Inc.07-05-2013
Wayne Arthur PeckRoyal Alliance Associates, Inc.Capital Financial Services, Inc.05-22-2018
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Showing 1 to 25 of 470 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.