Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Elliott MummeyRoyal Alliance Associates, Inc.Equity Services, Inc.05-01-2013
Robert Edward CooperRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Robert E. SchobelRoyal Alliance Associates, Inc.National Planning Corporation10-19-2017
Robert Douglas MathisRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Robert David BraunRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Robert Dana WrightRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Robert Charles ReevesRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Robert Charles PenderRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Robert Charles FoggRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Robert C. BasiriRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Robert C PapaRoyal Alliance Associates, Inc.Signator Investors, Inc.$50011-02-2018
Robert Bruce HurdRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Robert Brandon HarperRoyal Alliance Associates, Inc.INVEST Financial Corporation11-20-2017
Robert Bernhard Olson IIRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Robert Baldwin RitchieRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Robert Anthony DeSantoRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Robert Andrew Landi Jr.Royal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Robert A TavarezRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Ricky Ben BricknerRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Richard Warner HoltRoyal Alliance Associates, Inc.Securities America, Inc.$5007-21-2011
Richard Wade KagawaRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Richard Varnel HudsonRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Richard Todd ThweattRoyal Alliance Associates, Inc.National Planning Corporation10-16-2017
Richard Stephen Lehocky Jr.Royal Alliance Associates, Inc.LPL Financial LLC$1004-29-2016
Richard Seggeling Jr.Royal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
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Showing 326 to 350 of 1,493 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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