Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stephen Ray FosterRoyal Alliance Associates, Inc.Woodbury Financial Services, Inc.10-30-2009
Stephen Matthew CashionRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Stephen Lee PapineauRoyal Alliance Associates, Inc.Securian Financial Services, Inc.09-06-2017
Stephen Joseph BonczekRoyal Alliance Associates, Inc.First Independent Financial Services, Inc.11-06-2015
Stephen Gary RossRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Stephen Douglas MorrRoyal Alliance Associates, Inc.Walnut Street Securities, Inc.07-05-2013
Stephen Clarke PittsRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Stephen Ashley StilwellRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Stephen Andrew SmithRoyal Alliance Associates, Inc.Signator Investors, Inc.$1011-02-2018
Stephan Michael KerbyRoyal Alliance Associates, Inc.Commonwealth Financial Network02-15-2017
Stanley Alfred SakalowskiRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Stacy Nell BarberRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Stacy D. HaworthRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Staci Ann StreichRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Spencer Laurence HallidayRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Sonnie Onaona KokoRoyal Alliance Associates, Inc.Signator Investors, Inc.$50011-02-2018
Skip A. AmesRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Silverio Lesley Archuleta Sr.Royal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Sidney David Tyner Jr.Royal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Shirley Reed White-StevensRoyal Alliance Associates, Inc.First Independent Financial Services, Inc.11-20-2015
Shinfen Circe WuRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Sheryl R. ManosRoyal Alliance Associates, Inc.First Midwest Securities, Inc.$5003-10-2015
Sherri Ann RushRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Sheril Jean JalmRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Sheri Lynn HensleyRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
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Showing 176 to 200 of 1,490 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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