Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Kurt SeemanRoyal Alliance Associates, Inc.Harbour Investments, Inc.$1001-02-2020
Aaron Michael OberlinRoyal Alliance Associates, Inc.Rehmann Financial$25002-26-2010
Aaron Michael SpelkerRoyal Alliance Associates, Inc.Marathon Retirement And Pension Consulting, LLC02-04-2015
Adam Christopher BahnerRoyal Alliance Associates, Inc.MML Investors Services, LLC$10008-05-2016
Adam Kristjan GarveyRoyal Alliance Associates, Inc.Hantz Financial Services, Inc.09-25-2013
Adam Wesley GlaserRoyal Alliance Associates, Inc.Walnut Street Securities, Inc.$10007-05-2013
Adriano Eagan BatistaRoyal Alliance Associates, Inc.Signator Investors, Inc.$10004-23-2012
Aimee Rae TannebergerRoyal Alliance Associates, Inc.National Planning Corporation10-25-2017
Alan Sidney PearlsteinRoyal Alliance Associates, Inc.LPL Financial LLC$15004-02-2015
Alex B. PinaRoyal Alliance Associates, Inc.National Planning Corporation$13010-16-2017
Alexander DimartiniRoyal Alliance Associates, Inc.UBS Financial Services Inc.$50001-27-2017
Alfred Carmen VaranoRoyal Alliance Associates, Inc.National Planning Corporation$10011-16-2012
Alicia Dawn RascheRoyal Alliance Associates, Inc.National Planning Corporation10-19-2017
Alina LeeRoyal Alliance Associates, Inc.Raymond James Financial Services, Inc.$50003-22-2013
Aline Grace BowenRoyal Alliance Associates, Inc.Vanderbilt Securities, LLC08-06-2010
Alston Hall KillenRoyal Alliance Associates, Inc.Nationwide Securities, LLC$50007-16-2010
Amanda Windsor BurginRoyal Alliance Associates, Inc.INVEST Financial Corporation11-16-2017
Amy Rose HolewaRoyal Alliance Associates, Inc.Financial Dimensions Group, Inc.$10012-18-2009
Andrea Jean WiltRoyal Alliance Associates, Inc.MML Investors Services, LLC03-31-2014
Andrew Christian HollingsworthRoyal Alliance Associates, Inc.Vanderbilt Securities, LLC$50008-06-2010
Andrew Jon RogersRoyal Alliance Associates, Inc.Alliance Wealth Advisors04-22-2019
Andrew Peter O'ConnorRoyal Alliance Associates, Inc.Scottrade, Inc.03-06-2018
Andrew R WalkerRoyal Alliance Associates, Inc.First Midwest Securities, Inc.$25003-09-2015
Ann Marie BoxRoyal Alliance Associates, Inc.Securities America, Inc.$2512-23-2019
Anne E Stedge-OutwaterRoyal Alliance Associates, Inc.Petersen Investments, Inc.03-08-2018
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Showing 1 to 25 of 687 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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