Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Stephen Lehocky JrRoyal Alliance Associates, Inc.LPL Financial LLC$5004-29-2016
Richard Kent BellmarRoyal Alliance Associates, Inc.LPL Financial LLC$2508-05-2020
Paul Andrew SchmidtRoyal Alliance Associates, Inc.LPL Financial LLC11-15-2019
Nancy V FischerRoyal Alliance Associates, Inc.LPL Financial LLC09-04-2020
Michael Kennedy Christopher BottRoyal Alliance Associates, Inc.LPL Financial LLC$20009-23-2019
Michael Gene SatterwhiteRoyal Alliance Associates, Inc.LPL Financial LLC08-16-2019
Kevin Daniel BarlettaRoyal Alliance Associates, Inc.LPL Financial LLC$401-19-2017
Joseph Raymond TalbotRoyal Alliance Associates, Inc.LPL Financial LLC08-06-2014
Jeffery Dean ZimmermanRoyal Alliance Associates, Inc.LPL Financial LLC09-14-2011
James Arthur ClarkRoyal Alliance Associates, Inc.LPL Financial LLC$2505-04-2015
Herbert Henry SchefflerRoyal Alliance Associates, Inc.LPL Financial LLC$10406-05-2020
Gregory Mason CunninghamRoyal Alliance Associates, Inc.LPL Financial LLC07-19-2019
Charles Dominic Dayer WildRoyal Alliance Associates, Inc.LPL Financial LLC07-22-2019
Brian Curtis UllrichRoyal Alliance Associates, Inc.LPL Financial LLC08-28-2012
Artin BandariRoyal Alliance Associates, Inc.LPL Financial LLC$2511-16-2012
Angelo Talebi Artin BandariRoyal Alliance Associates, Inc.LPL Financial LLC$23011-16-2012
Alan Sidney PearlsteinRoyal Alliance Associates, Inc.LPL Financial LLC$15004-02-2015

Showing 1 to 17 of 17 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.