Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Norman HytnerRoyal Alliance Associates, Inc.National Planning Corporation$15010-23-2017
William Arthur RussellRoyal Alliance Associates, Inc.National Planning Corporation$10010-23-2017
Vayle FloriaRoyal Alliance Associates, Inc.National Planning Corporation$1010-27-2017
Timothy P. SweeneyRoyal Alliance Associates, Inc.National Planning Corporation10-16-2017
Timothy Dale ReevesRoyal Alliance Associates, Inc.National Planning Corporation$2310-30-2017
Thomas F SylvestroRoyal Alliance Associates, Inc.National Planning Corporation$1009-25-2017
Robert John Patrick Jr.Royal Alliance Associates, Inc.National Planning Corporation10-23-2017
Robert Gregory LyonsRoyal Alliance Associates, Inc.National Planning Corporation10-23-2017
Robert E. SchobelRoyal Alliance Associates, Inc.National Planning Corporation10-19-2017
Richard Todd ThweattRoyal Alliance Associates, Inc.National Planning Corporation10-16-2017
Randy Joseph HerbertRoyal Alliance Associates, Inc.National Planning Corporation10-16-2017
Peter Sebastian DuvaRoyal Alliance Associates, Inc.National Planning Corporation10-24-2017
Noah Sheehan BoatrightRoyal Alliance Associates, Inc.National Planning Corporation10-17-2017
Michelle Anne HaugeRoyal Alliance Associates, Inc.National Planning Corporation10-16-2017
Michael Scott McManeRoyal Alliance Associates, Inc.National Planning Corporation$4703-10-2017
Michael James VaulesRoyal Alliance Associates, Inc.National Planning Corporation09-25-2017
Matthew Thomas HanshawRoyal Alliance Associates, Inc.National Planning Corporation$10011-16-2012
Maja StojanovicRoyal Alliance Associates, Inc.National Planning Corporation01-17-2014
Lisa Marie ValerioRoyal Alliance Associates, Inc.National Planning Corporation$1010-16-2017
Kurtis R. MarozasRoyal Alliance Associates, Inc.National Planning Corporation10-16-2017
Keith E. LongRoyal Alliance Associates, Inc.National Planning Corporation01-24-2013
Joseph Marinus PaulieRoyal Alliance Associates, Inc.National Planning Corporation10-16-2017
Jeromy Andrew ParkRoyal Alliance Associates, Inc.National Planning Corporation$1010-17-2017
Jay Don JohnsonRoyal Alliance Associates, Inc.National Planning Corporation10-16-2017
Gregory H. NealRoyal Alliance Associates, Inc.National Planning Corporation03-10-2017
Next Page »

Showing 1 to 25 of 38 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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