Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lesandro Ruben MenaRoyal Alliance Associates, Inc.AXA Advisors, LLC02-03-2009
Michael Joseph SchmitzRoyal Alliance Associates, Inc.Growth Capital Services, Inc.02-05-2009
Kevin Canfield HuntRoyal Alliance Associates, Inc.Retirement Plan Solutions$15005-07-2009
Christopher Francis KellyRoyal Alliance Associates, Inc.Liberty Capital Management, Inc.$1008-24-2009
Vincent D. SinohuiRoyal Alliance Associates, Inc.Avantax Investment Services, Inc.$111-03-2009
Todd Allen RustmanRoyal Alliance Associates, Inc.Next Financial Group, Inc.$10008-23-2010
Sun Yu GodshawRoyal Alliance Associates, Inc.Next Financial Group, Inc.08-26-2010
Mark Gordon HuffmanRoyal Alliance Associates, Inc.Monument Group Wealth Advisors, LLC09-17-2010
Robert Gregory CharleboisRoyal Alliance Associates, Inc.Pension Portfolios$1002-03-2011
Brian Daniel DawidowiczRoyal Alliance Associates, Inc.SAN Diego Tax & Wealth Management, Inc$1006-08-2011
Brian D HoytRoyal Alliance Associates, Inc.SAN Diego Tax & Wealth Management, Inc$1007-07-2011
Justin T. BurrowRoyal Alliance Associates, Inc.Randy Meyer Investment Management, Llc11-01-2011
John Robert PhillipsRoyal Alliance Associates, Inc.HIMCO Distribution Services Company01-27-2012
Gleb ReynlibRoyal Alliance Associates, Inc.Foresters Financial Services, Inc.02-10-2012
Tony Takuya MinamiRoyal Alliance Associates, Inc.White Pacific Securities, Inc.03-22-2012
Rodger Baron HobbsRoyal Alliance Associates, Inc.White Pacific Securities, Inc.03-22-2012
Robert Edmund FeldhakeRoyal Alliance Associates, Inc.Independent Financial Group, LLC05-03-2012
Artin BandariRoyal Alliance Associates, Inc.LPL Financial LLC11-16-2012
Brandon Lee Dixon-JamesRoyal Alliance Associates, Inc.J.P. Morgan Securities LLC01-04-2013
Frederick Lynn DavenportRoyal Alliance Associates, Inc.Kestra Investment Services, LLC04-18-2013
Sharon Melinda KwanRoyal Alliance Associates, Inc.National Planning Corporation11-13-2013
David Mauro LaraRoyal Alliance Associates, Inc.Northwestern Mutual Investment Services, LLC04-02-2014
Nancy Judith CarrRoyal Alliance Associates, Inc.Lincoln Financial Securities Corporation05-29-2014
Sheryl R. ManosRoyal Alliance Associates, Inc.First Midwest Securities, Inc.$5003-10-2015
Gary Domville RobertsonRoyal Alliance Associates, Inc.First Midwest Securities, Inc.$5003-11-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.