Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Joseph SchmitzRoyal Alliance Associates, Inc.Growth Capital Services, Inc.02-05-2009
Kevin Canfield HuntRoyal Alliance Associates, Inc.Retirement Plan Solutions$15005-07-2009
Vincent D. SinohuiRoyal Alliance Associates, Inc.HD Vest Investment Services11-03-2009
Robert Gregory CharleboisRoyal Alliance Associates, Inc.Pension Portfolios$1002-03-2011
Brian Daniel DawidowiczRoyal Alliance Associates, Inc.SAN Diego Tax & Wealth Management, Inc$1006-08-2011
Brian D HoytRoyal Alliance Associates, Inc.SAN Diego Tax & Wealth Management, Inc$1007-07-2011
Justin T. BurrowRoyal Alliance Associates, Inc.Randy Meyer Investment Management, Llc11-01-2011
Gleb ReynlibRoyal Alliance Associates, Inc.Foresters Financial Services, Inc.02-10-2012
Rodger Baron HobbsRoyal Alliance Associates, Inc.White Pacific Securities, Inc.03-22-2012
Gordon Neill PeayRoyal Alliance Associates, Inc.SagePoint Financial, Inc.$5009-19-2012
Artin BandariRoyal Alliance Associates, Inc.LPL Financial LLC11-16-2012
Brandon Lee Dixon-JamesRoyal Alliance Associates, Inc.J.P. Morgan Securities LLC01-04-2013
Frederick Lynn DavenportRoyal Alliance Associates, Inc.Kestra Investment Services, LLC04-18-2013
Sheryl R. ManosRoyal Alliance Associates, Inc.First Midwest Securities, Inc.$5003-10-2015
Gary Domville RobertsonRoyal Alliance Associates, Inc.First Midwest Securities, Inc.$5003-11-2015
Eric Lee GottliebRoyal Alliance Associates, Inc.NMS Capital Advisors, LLC.$1007-09-2015
Willow DrazenRoyal Alliance Associates, Inc.NYLIFE Securities LLC02-11-2016
Jason Samuel TrippettRoyal Alliance Associates, Inc.Legend Equities Corporation02-19-2016
Jonathan Rob RoyalRoyal Alliance Associates, Inc.RBC Capital Markets, LLC$2509-12-2017
Rodney Clark WaterburyRoyal Alliance Associates, Inc.Placer Summit Financial Group, LLC$15009-15-2017
Scott Carmack ThomasRoyal Alliance Associates, Inc.Placer Summit Financial Group, LLC$1009-15-2017
Jeromy Andrew ParkRoyal Alliance Associates, Inc.National Planning Corporation$1010-17-2017
Noah Sheehan BoatrightRoyal Alliance Associates, Inc.National Planning Corporation10-17-2017
Vayle FloriaRoyal Alliance Associates, Inc.National Planning Corporation$1010-27-2017
Brian Russell BedordRoyal Alliance Associates, Inc.National Planning Corporation10-30-2017
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Showing 1 to 25 of 137 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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