Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Zana Lyn LugoRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Willow DrazenRoyal Alliance Associates, Inc.NYLIFE Securities LLC02-11-2016
William Paul FraileyRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
William Kevin KesslerRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
William John FinneganRoyal Alliance Associates, Inc.Signator Investors, Inc.$1011-02-2018
William Gustav CarsonRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Walter Clayton WagenerRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Vincent D. SinohuiRoyal Alliance Associates, Inc.HD Vest Investment Services11-03-2009
Vincent Anthony DilevaRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Vayle FloriaRoyal Alliance Associates, Inc.National Planning Corporation$1010-27-2017
Valerie KendrickRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Tzvi AbaranokRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Travis Keenaghan WassonRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Timothy Douglas ChanterRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Thomas Lee RydellRoyal Alliance Associates, Inc.Morgan Stanley06-06-2018
Thomas J Y LinRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Terence E. DacunhaRoyal Alliance Associates, Inc.Signator Investors, Inc.$15511-02-2018
Susan Laflin KramerRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Stephen Y. HsiehRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Stephen Matthew CashionRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Sheryl R. ManosRoyal Alliance Associates, Inc.First Midwest Securities, Inc.$5003-10-2015
Sherri Ann RushRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Scott Steven BrownRoyal Alliance Associates, Inc.1st Global Capital Corp.$5009-21-2018
Scott Carmack ThomasRoyal Alliance Associates, Inc.Placer Summit Financial Group, LLC$1009-15-2017
Sandra M Ashton-PhillipsRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Next Page »

Showing 1 to 25 of 137 entries

Page 1 | 2 | 3 | 4 | 5 | 6

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.