Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kimber Lee ToergeRoyal Alliance Associates, Inc.TCFG Wealth Management, LLC03-05-2020
William Bryce GabriRoyal Alliance Associates, Inc.Fidelity Personal and Workplace Advisors02-03-2020
Woong KimRoyal Alliance Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-16-2019
David Alexander LaytenRoyal Alliance Associates, Inc.Mercer Allied Company, L.P.09-12-2019
Jane AnRoyal Alliance Associates, Inc.Voya Financial Advisors, Inc.09-11-2019
Harinne Lee KimRoyal Alliance Associates, Inc.ESPY ASSET MANAGEMENT LLC08-28-2019
Brian Stephen SchiazzanoRoyal Alliance Associates, Inc.Mariner Wealth Advisors03-28-2019
Ryan Eric EichmannRoyal Alliance Associates, Inc.Foresters Financial Services, Inc.01-23-2019
James Bruce JohnsonRoyal Alliance Associates, Inc.Edward Jones01-11-2019
Judith Lee HarlanRoyal Alliance Associates, Inc.MML Investors Services, LLC08-30-2018
Thomas Lee RydellRoyal Alliance Associates, Inc.Morgan Stanley06-06-2018
Justin Buddy ArceRoyal Alliance Associates, Inc.Foresters Financial Services, Inc.02-20-2018
Brian Russell BedordRoyal Alliance Associates, Inc.National Planning Corporation10-30-2017
Joseph Starkey HaglerRoyal Alliance Associates, Inc.Voya Financial Advisors, Inc.10-25-2017
Noah Sheehan BoatrightRoyal Alliance Associates, Inc.National Planning Corporation10-17-2017
Tara Marie CavrikasRoyal Alliance Associates, Inc.LPL Financial LLC09-15-2017
Trisha Lynn TerrellRoyal Alliance Associates, Inc.Avantax Investment Services, Inc.01-13-2017
Jason Samuel TrippettRoyal Alliance Associates, Inc.Legend Equities Corporation02-19-2016
Willow DrazenRoyal Alliance Associates, Inc.NYLIFE Securities LLC02-11-2016
Hien Trung LeRoyal Alliance Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-10-2015
Alan Sidney PearlsteinRoyal Alliance Associates, Inc.LPL Financial LLC04-02-2015
Nancy Judith CarrRoyal Alliance Associates, Inc.Lincoln Financial Securities Corporation05-29-2014
David Mauro LaraRoyal Alliance Associates, Inc.Northwestern Mutual Investment Services, LLC04-02-2014
Sharon Melinda KwanRoyal Alliance Associates, Inc.National Planning Corporation11-13-2013
Frederick Lynn DavenportRoyal Alliance Associates, Inc.Kestra Investment Services, LLC04-18-2013
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Showing 1 to 25 of 60 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.