Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian T. SpatolaRoyal Alliance Associates, Inc.Cetera Advisors LLC08-09-2019
Michael Curt EdelmanRoyal Alliance Associates, Inc.Fidelity Personal and Workplace Advisors07-30-2019
Michael Lloyd FarahRoyal Alliance Associates, Inc.Foresters Equity Services, Inc.11-21-2018
Nancy Ann WilkinsRoyal Alliance Associates, Inc.GWN Securities Inc.08-17-2018
Bryan Neil SchulmanRoyal Alliance Associates, Inc.Grace Capital Management, LLC04-19-2016
Kimberly Ann MartinRoyal Alliance Associates, Inc.Purshe Kaplan Sterling Investments$5010-26-2015
Jason Allen BaumRoyal Alliance Associates, Inc.Ciccarelli Advisory Services Inc07-09-2015
Jorge Ramon PerezRoyal Alliance Associates, Inc.The Leaders Group, Inc.06-30-2015
Donald Alan BieskeRoyal Alliance Associates, Inc.First Midwest Securities, Inc.$2503-09-2015
William Calvin CollinsRoyal Alliance Associates, Inc.Collins Financial Planning, Inc.$2512-04-2013
Frank George GiangrandeRoyal Alliance Associates, Inc.North Ridge Securities Corp.$1008-12-2013
David Jason CasteriotoRoyal Alliance Associates, Inc.BrokersXpress LLC$5002-02-2012
Kristopher David MoodyRoyal Alliance Associates, Inc.FirstMerit Financial Services, Inc07-18-2011
Luiz David X. AzambujaRoyal Alliance Associates, Inc.Banif Trading, Inc.11-01-2010
Antonio Salvador BauzaRoyal Alliance Associates, Inc.Oppenheimer & Co. Inc.$5004-16-2010
Arturo J. Rodriguez DiazRoyal Alliance Associates, Inc.Oppenheimer & Co. Inc.$1004-16-2010
Jose E. Torres MartinezRoyal Alliance Associates, Inc.Oppenheimer & Co. Inc.$2504-16-2010
Gladys Adriana EscobarRoyal Alliance Associates, Inc.Oppenheimer & Co. Inc.04-16-2010
Joshua L. HallRoyal Alliance Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-03-2009

Showing 1 to 19 of 19 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.