Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Recruiting Scoreboard (Q4 2019)
Recruiting Gains
Recruiting Losses
Net Gains
Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Wunwun Wun Hui | Royal Alliance Associates, Inc. | Signator Investors, Inc. | $10 | 11-02-2018 |
| Van R Robert Harrold | Royal Alliance Associates, Inc. | Signator Investors, Inc. | $50 | 11-02-2018 |
| Staci Ann Streich | Royal Alliance Associates, Inc. | Signator Investors, Inc. | — | 11-02-2018 |
| Shinfen Circe Wu | Royal Alliance Associates, Inc. | Signator Investors, Inc. | — | 11-02-2018 |
| Randy Gene McQueen | Royal Alliance Associates, Inc. | Signator Investors, Inc. | — | 11-02-2018 |
| Randall Eugene Mason | Royal Alliance Associates, Inc. | Signator Investors, Inc. | — | 11-02-2018 |
| Mike Ray Breitenbach | Royal Alliance Associates, Inc. | Signator Investors, Inc. | — | 11-02-2018 |
| Mark Edward Morash | Royal Alliance Associates, Inc. | Signator Investors, Inc. | $100 | 11-02-2018 |
| Lloyd Daniel Neubauer Jr. | Royal Alliance Associates, Inc. | Signator Investors, Inc. | $50 | 11-02-2018 |
| Kurtis R. Marozas | Royal Alliance Associates, Inc. | National Planning Corporation | — | 10-16-2017 |
| Jurgita Chase | Royal Alliance Associates, Inc. | Signator Investors, Inc. | $14 | 11-02-2018 |
| Joseph Marinus Paulie | Royal Alliance Associates, Inc. | National Planning Corporation | — | 10-16-2017 |
| Grant Eric Tolman | Royal Alliance Associates, Inc. | Signator Investors, Inc. | $25 | 11-02-2018 |
| Gabriel Aaron Markley | Royal Alliance Associates, Inc. | Signator Investors, Inc. | — | 11-02-2018 |
| Fredric Eugene Goodman | Royal Alliance Associates, Inc. | Signator Investors, Inc. | $10 | 11-02-2018 |
| Ernest Fred Collyer | Royal Alliance Associates, Inc. | Woodbury Financial Services, Inc. | $44 | 03-29-2018 |
| Dereck Brandon Nunley | Royal Alliance Associates, Inc. | Signator Investors, Inc. | $25 | 11-02-2018 |
| Darrel George Young | Royal Alliance Associates, Inc. | National Planning Corporation | — | 10-25-2017 |
| Daniel Lee Wohlenhaus | Royal Alliance Associates, Inc. | Signator Investors, Inc. | — | 11-02-2018 |
| Cassidy Herrick Cheray | Royal Alliance Associates, Inc. | Signator Investors, Inc. | — | 11-02-2018 |
| Carl David Thill | Royal Alliance Associates, Inc. | Signator Investors, Inc. | $50 | 11-02-2018 |
| Brian Allen Weimer | Royal Alliance Associates, Inc. | Signator Investors, Inc. | $75 | 11-02-2018 |
Showing 1 to 22 of 22 entries
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.
