Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Recruiting Scoreboard (Q4 2019)
Recruiting Gains
Recruiting Losses
Net Gains
Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Samuel Britton Baldwin | Royal Alliance Associates, Inc. | Signator Investors, Inc. | $150 | 11-02-2018 |
| Earle William Pitt Jr. | Royal Alliance Associates, Inc. | Signator Investors, Inc. | $150 | 11-02-2018 |
| George John Saideh Jr. | Royal Alliance Associates, Inc. | Signator Investors, Inc. | $100 | 11-02-2018 |
| Gregory R Fortier | Royal Alliance Associates, Inc. | Signator Investors, Inc. | $100 | 11-02-2018 |
| William Francis Ryan Jr. | Royal Alliance Associates, Inc. | Signator Investors, Inc. | $100 | 11-02-2018 |
| Patrick Allen Tannler | Royal Alliance Associates, Inc. | Signator Investors, Inc. | $50 | 11-02-2018 |
| Jennifer Alane Borislow | Royal Alliance Associates, Inc. | Signator Investors, Inc. | $50 | 11-02-2018 |
| Gary Francis Thomas | Royal Alliance Associates, Inc. | Signator Investors, Inc. | $50 | 11-02-2018 |
| Williston M. Holbert Jr. | Royal Alliance Associates, Inc. | Signator Investors, Inc. | $50 | 11-02-2018 |
| Jack Turgel | Royal Alliance Associates, Inc. | Signator Investors, Inc. | $50 | 11-02-2018 |
| James Richard Connors | Royal Alliance Associates, Inc. | Signator Investors, Inc. | $50 | 11-02-2018 |
| Joy Ann Baron | Royal Alliance Associates, Inc. | Signator Investors, Inc. | $50 | 11-02-2018 |
| Janath Vijaya Desilva | Royal Alliance Associates, Inc. | Signator Investors, Inc. | $50 | 11-02-2018 |
| Carl Malmrose Hanson | Royal Alliance Associates, Inc. | Signator Investors, Inc. | $50 | 11-02-2018 |
| James Robert Sickorez | Royal Alliance Associates, Inc. | Signator Investors, Inc. | $50 | 11-02-2018 |
| Thomas J. Cabral | Royal Alliance Associates, Inc. | Signator Investors, Inc. | $50 | 11-02-2018 |
| Melissa Ann Couch | Royal Alliance Associates, Inc. | Signator Investors, Inc. | $50 | 11-02-2018 |
| John M. McLaughlin Jr. | Royal Alliance Associates, Inc. | Signator Investors, Inc. | $50 | 11-02-2018 |
| James Rosario Savarino | Royal Alliance Associates, Inc. | Signator Investors, Inc. | $50 | 11-02-2018 |
| Dana Perkins Hardy Jr. | Royal Alliance Associates, Inc. | Signator Investors, Inc. | $50 | 11-02-2018 |
| Philip Arthur Drouin | Royal Alliance Associates, Inc. | Signator Investors, Inc. | $38 | 11-02-2018 |
| Scott Wallace Holden | Royal Alliance Associates, Inc. | Signator Investors, Inc. | $26 | 11-02-2018 |
| Norman Richard Pelletier Jr. | Royal Alliance Associates, Inc. | Signator Investors, Inc. | $25 | 11-02-2018 |
| Aliina Marie Laine | Royal Alliance Associates, Inc. | Signator Investors, Inc. | $25 | 11-02-2018 |
| Brenton Alexander Pitt | Royal Alliance Associates, Inc. | Signator Investors, Inc. | $25 | 11-02-2018 |
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.
