Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher Thomas BallRoyal Alliance Associates, Inc.BFM Wealth Planning LLC03-29-2019
Edward Francis OldaniRoyal Alliance Associates, Inc.Signator Investors, Inc.$12011-02-2018
Daniel Raymond GardnerRoyal Alliance Associates, Inc.Signator Investors, Inc.$10011-02-2018
Robert Bruce HurdRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Francis Carlson BarazsuRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Curtis Jesmond MallingRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Christopher Allen OistenRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Robert Charles FoggRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Kris Allen LesleyRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Scott Michael DavisRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Andrew Winans BehmRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Troy David ErnzerRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
James Lee PitneyRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Steven Joseph WeingartzRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Paul Howard HeneksRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
William Daniel StoskopfRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Kurt Robert FaasseRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Luke S NowackiRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Aaron M. OudbierRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Wallerend EzinRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Jacob I. TuinstraRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Nisha K. DoshiRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Nathaniel Thomas VolkemaRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Marvin Louis AndringaRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Mark Michael CarolinRoyal Alliance Associates, Inc.Signator Investors, Inc.$1011-02-2018
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Showing 1 to 25 of 79 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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