Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher John LawRoyal Alliance Associates, Inc.Cambridge Investment Research, Inc.11-29-2018
Barbara Jean HedblomRoyal Alliance Associates, Inc.Ameriprise Financial Services, Inc.$10006-27-2018
Matthew Jon FinleyRoyal Alliance Associates, Inc.Investors Financial Group$2503-16-2018
Christopher Ross HansonRoyal Alliance Associates, Inc.Northwestern Mutual Investment Services, LLC11-13-2017
James Manning HanniganRoyal Alliance Associates, Inc.Securian Financial Services, Inc.$2509-06-2017
Stephen Lee PapineauRoyal Alliance Associates, Inc.Securian Financial Services, Inc.09-06-2017
Raymond J SauerRoyal Alliance Associates, Inc.SII Investments, Inc.$5005-15-2017
Paul Anthony UnderdahlRoyal Alliance Associates, Inc.Ameriprise Financial Services, Inc.05-05-2017
Randal Scott KrugerRoyal Alliance Associates, Inc.INVEST Financial Corporation$111-16-2016
Lisa Michelle SkordahlRoyal Alliance Associates, Inc.Transamerica Financial Advisors, Inc03-31-2016
Timothy John CommerfordRoyal Alliance Associates, Inc.Country Capital Management Company01-08-2016
Michelle Lee ElliottRoyal Alliance Associates, Inc.Morgan Stanley08-03-2015
Thomas Allen MuellerRoyal Alliance Associates, Inc.Fintegra, LLC$1007-02-2015
Fredrick John TroendleRoyal Alliance Associates, Inc.Ameriprise Financial Services, Inc.$10001-08-2015
Joseph Edwin Montgomery IVRoyal Alliance Associates, Inc.Ameriprise Financial Services, Inc.$5001-08-2015
Melissa Jayne MansfieldRoyal Alliance Associates, Inc.Ameriprise Financial Services, Inc.01-08-2015
Daniel Patrick SchumannRoyal Alliance Associates, Inc.U.S. Bancorp Investments, Inc.12-01-2014
David William MatthewsRoyal Alliance Associates, Inc.Ameriprise Financial Services, Inc.11-19-2014
Trenton Robert KerrRoyal Alliance Associates, Inc.Edward Jones11-14-2014
Benjamin RischallRoyal Alliance Associates, Inc.New England Securities$5008-02-2013
David Lee MadetzkeRoyal Alliance Associates, Inc.National Planning Corporation$5004-24-2013
Michelle Kaymeiers LetchRoyal Alliance Associates, Inc.Securities America, Inc.04-08-2013
John Henry Swon IVRoyal Alliance Associates, Inc.NYLIFE Securities LLC$1010-09-2012
Neal Anthony HoefflinRoyal Alliance Associates, Inc.Signator Investors, Inc.$2504-23-2012
Thomas Joseph PorozinskiRoyal Alliance Associates, Inc.Signator Investors, Inc.$104-23-2012
Next Page »

Showing 1 to 25 of 42 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.