Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Chalmers HollwayRoyal Alliance Associates, Inc.Signator Investors, Inc.04-23-2012
Trisha Sue QualyRoyal Alliance Associates, Inc.AdvisorNet Wealth Management10-07-2019
Trenton R. KerrRoyal Alliance Associates, Inc.Edward Jones11-14-2014
Todd Wayne SwansonRoyal Alliance Associates, Inc.Signator Investors, Inc.04-20-2012
Timothy John CommerfordRoyal Alliance Associates, Inc.Country Capital Management Company01-08-2016
Thomas Kenneth RippbergerRoyal Alliance Associates, Inc.Cetera Advisor Networks LLC10-10-2019
Thomas Joseph PorozinskiRoyal Alliance Associates, Inc.Signator Investors, Inc.04-23-2012
Thomas Allen MuellerRoyal Alliance Associates, Inc.Fintegra, LLC$1007-02-2015
Stephen Lee PapineauRoyal Alliance Associates, Inc.Securian Financial Services, Inc.09-06-2017
Scott SimpsonRoyal Alliance Associates, Inc.Royal Alliance Associates, Inc.01-03-2012
Scott Douglas StreedRoyal Alliance Associates, Inc.Mutual Service Corporation08-21-2009
Rhonda Marie KerkhoffRoyal Alliance Associates, Inc.INVEST Financial Corporation$1007-01-2009
Raymond J SauerRoyal Alliance Associates, Inc.SII Investments, Inc.05-15-2017
Randal Scott KrugerRoyal Alliance Associates, Inc.INVEST Financial Corporation11-16-2016
Paul Joseph KieserRoyal Alliance Associates, Inc.Signator Investors, Inc.04-20-2012
Paul Anthony UnderdahlRoyal Alliance Associates, Inc.Ameriprise Financial Services, LLC05-05-2017
Paul Andrew SchmidtRoyal Alliance Associates, Inc.LPL Financial LLC11-15-2019
Neal Anthony HoefflinRoyal Alliance Associates, Inc.Signator Investors, Inc.04-23-2012
Michelle Lee ElliottRoyal Alliance Associates, Inc.Morgan Stanley08-03-2015
Melissa Jayne MansfieldRoyal Alliance Associates, Inc.Ameriprise Financial Services, LLC01-08-2015
Megan Kohler KeyserRoyal Alliance Associates, Inc.H. Beck, Inc.12-01-2016
Matthew Louis MattheisenRoyal Alliance Associates, Inc.Charles Schwab & Co., Inc.10-26-2018
Matthew J. FinleyRoyal Alliance Associates, Inc.Investors Financial Group03-16-2018
Martin Russell AndreasenRoyal Alliance Associates, Inc.Signator Investors, Inc.04-20-2012
Mark Richard NeubauerRoyal Alliance Associates, Inc.Lincoln Financial Advisors Corporation10-04-2011
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Showing 1 to 25 of 57 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.