Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Garrett Samuel TingleRoyal Alliance Associates, Inc.Edward Jones09-30-2019
James David HertzlerRoyal Alliance Associates, Inc.Brand Asset Management Group, Inc.$50002-12-2019
Loren William LumpeRoyal Alliance Associates, Inc.Old Cabin Wealth Management$50002-07-2019
Scott Daniel SchloegelRoyal Alliance Associates, Inc.Creative Planning04-13-2018
Timothy Dale ReevesRoyal Alliance Associates, Inc.National Planning Corporation$23010-30-2017
Jay Don JohnsonRoyal Alliance Associates, Inc.National Planning Corporation10-16-2017
David Anthony WatsonRoyal Alliance Associates, Inc.Pines Wealth Management, LLC$25008-07-2017
Loren William LumpeRoyal Alliance Associates, Inc.Pines Wealth Management, LLC$65008-02-2017
Brian O. GloeRoyal Alliance Associates, Inc.MML Investors Services, LLC03-21-2017
Arnold Maurice SoloffRoyal Alliance Associates, Inc.Broker Dealer Financial Services Corp.11-04-2016
Robert O. DevoreRoyal Alliance Associates, Inc.NTB Financial Corporation09-08-2015
Marcus Matthew KainRoyal Alliance Associates, Inc.Sunflower Asset Management Inc.08-11-2015
Ronald Eugene SmouseRoyal Alliance Associates, Inc.LPL Financial LLC11-06-2014
Andrea Jean WiltRoyal Alliance Associates, Inc.MML Investors Services, LLC03-31-2014
Bradley Dean GrahamRoyal Alliance Associates, Inc.First Allied Advisory Services, Inc.11-18-2011
Judy Lowe RubinRoyal Alliance Associates, Inc.Plaza Financial Advisors Inc$50004-15-2011
Gregory Robert BerschRoyal Alliance Associates, Inc.Premier Financial Partners, LLC$10010-06-2009
David Joseph MaherRoyal Alliance Associates, Inc.Plaza Financial Advisors Inc03-31-2009
John Tarkington ChristyRoyal Alliance Associates, Inc.Equity Services, Inc.$50002-10-2009

Showing 1 to 19 of 19 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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