Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Recruiting Scoreboard (Q4 2019)
Recruiting Gains
Recruiting Losses
Net Gains
Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| James Matthew Crawford | Royal Alliance Associates, Inc. | INVEST Financial Corporation | — | 12-17-2013 |
| James Phillip Winther | Royal Alliance Associates, Inc. | Lincoln Financial Advisors Corporation | $50 | 06-19-2018 |
| James E. Armstrong Jr. | Royal Alliance Associates, Inc. | Northstar Wealth Management, LLC | $10 | 08-02-2017 |
| Robert Ross Counce | Royal Alliance Associates, Inc. | Signator Investors, Inc. | $50 | 11-02-2018 |
| Max Alan Hockenberry | Royal Alliance Associates, Inc. | Signator Investors, Inc. | $50 | 11-02-2018 |
| Bradley William Farley | Royal Alliance Associates, Inc. | Signator Investors, Inc. | $50 | 11-02-2018 |
| Douglas Miller Groome | Royal Alliance Associates, Inc. | Signator Investors, Inc. | $50 | 11-02-2018 |
| William Wayne Holland III | Royal Alliance Associates, Inc. | Signator Investors, Inc. | $50 | 11-02-2018 |
| Linda Taylor Housand | Royal Alliance Associates, Inc. | Signator Investors, Inc. | $50 | 11-02-2018 |
| Joseph Terrell Cook Jr. | Royal Alliance Associates, Inc. | Signator Investors, Inc. | $25 | 11-02-2018 |
| Steven Lewis Brown | Royal Alliance Associates, Inc. | Signator Investors, Inc. | $25 | 11-02-2018 |
| Nicholas John Pino | Royal Alliance Associates, Inc. | Signator Investors, Inc. | $25 | 11-02-2018 |
| Stephen Clarke Pitts | Royal Alliance Associates, Inc. | Signator Investors, Inc. | $25 | 11-02-2018 |
| William David Smith | Royal Alliance Associates, Inc. | Signator Investors, Inc. | $14 | 11-02-2018 |
| Kent Wesley Thompson | Royal Alliance Associates, Inc. | Signator Investors, Inc. | $10 | 11-02-2018 |
| Tony Earl McNeill | Royal Alliance Associates, Inc. | Signator Investors, Inc. | $10 | 11-02-2018 |
| Christopher Shane Gurganus | Royal Alliance Associates, Inc. | Signator Investors, Inc. | $10 | 11-02-2018 |
| John Phillip Causey | Royal Alliance Associates, Inc. | Signator Investors, Inc. | — | 11-02-2018 |
| William Regan McGuirt | Royal Alliance Associates, Inc. | Signator Investors, Inc. | — | 11-02-2018 |
| David Staton Wensil | Royal Alliance Associates, Inc. | Signator Investors, Inc. | — | 11-02-2018 |
| David Marvin Joye | Royal Alliance Associates, Inc. | Signator Investors, Inc. | — | 11-02-2018 |
| Kevin Michael Brown | Royal Alliance Associates, Inc. | Signator Investors, Inc. | — | 11-02-2018 |
| Michael Sean Godwin | Royal Alliance Associates, Inc. | Signator Investors, Inc. | — | 11-02-2018 |
| Jeffrey Charles Harless | Royal Alliance Associates, Inc. | Signator Investors, Inc. | — | 11-02-2018 |
| Paul Russell Haisley | Royal Alliance Associates, Inc. | Signator Investors, Inc. | — | 11-02-2018 |
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.
