Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Barry Craig MacdonaldRoyal Alliance Associates, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10009-30-2016
Brian John HurstRoyal Alliance Associates, Inc.Edward Jones$50001-18-2012
Charles BassingRoyal Alliance Associates, Inc.Northwestern Mutual Investment Services, LLC02-21-2019
David Earl WillisRoyal Alliance Associates, Inc.Securities America, Inc.07-21-2011
James E. Armstrong Jr.Royal Alliance Associates, Inc.Northstar Wealth Management, LLC$10008-02-2017
James Matthew CrawfordRoyal Alliance Associates, Inc.INVEST Financial Corporation12-17-2013
James Phillip WintherRoyal Alliance Associates, Inc.Lincoln Financial Advisors Corporation$50006-19-2018
John Leonard RigsbeeRoyal Alliance Associates, Inc.Avantax Investment Services, Inc.12-07-2018
John Walter YoashRoyal Alliance Associates, Inc.Securities America, Inc.07-15-2015
Nichole M. FienRoyal Alliance Associates, Inc.LPL Financial LLC07-23-2019
Robert Benjamin StclairRoyal Alliance Associates, Inc.Commonwealth Financial Network01-02-2020
Theodore Baxter Seagroves IIIRoyal Alliance Associates, Inc.Nationwide Securities, LLC01-06-2020
William Gerard Dagit Jr.Royal Alliance Associates, Inc.Lakeside Financial Services, LLC11-18-2016
William J. Teague Jr.Royal Alliance Associates, Inc.Capital Analysts$10003-29-2019
William Jesse TeagueRoyal Alliance Associates, Inc.Capital Analysts03-29-2019

Showing 1 to 15 of 15 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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