Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Neil KriegsteinRoyal Alliance Associates, Inc.Avantax Investment Services, Inc.$110-30-2019
Elizabeth Ann NicolaysenRoyal Alliance Associates, Inc.Foresters Financial Services, Inc.09-23-2019
Andrew Jon RogersRoyal Alliance Associates, Inc.Alliance Wealth Advisors04-22-2019
Edward Sullivan RichRoyal Alliance Associates, Inc.Signator Investors, Inc.12-05-2018
Ryan William PetersRoyal Alliance Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-28-2018
Byron Wendell HarlanRoyal Alliance Associates, Inc.MML Investors Services, LLC$806-01-2018
Antonio DipalmaRoyal Alliance Associates, Inc.Petersen Investments, Inc.04-25-2018
Roy Joseph MastrangeloRoyal Alliance Associates, Inc.Wells Fargo Clearing Services, LLC$5003-16-2018
Jeffrey Gordon WrightsonRoyal Alliance Associates, Inc.Petersen Investments, Inc.02-23-2018
James Grant VarzalRoyal Alliance Associates, Inc.Petersen Investments, Inc.$5002-23-2018
Bertram James Riley Jr.Royal Alliance Associates, Inc.Petersen Investments, Inc.02-14-2018
Gregg Gilman RencherRoyal Alliance Associates, Inc.Allstate Financial Services, LLC01-31-2018
Peter Sebastian DuvaRoyal Alliance Associates, Inc.National Planning Corporation10-24-2017
Stephen Hoadley SurfaceRoyal Alliance Associates, Inc.National Planning Corporation10-16-2017
Michael James VaulesRoyal Alliance Associates, Inc.National Planning Corporation$109-25-2017
Thomas F SylvestroRoyal Alliance Associates, Inc.National Planning Corporation$1009-25-2017
Martin Herbert MellmanRoyal Alliance Associates, Inc.Pleasant Valley Advisors, LLC06-22-2017
Tiffany Monique JonesRoyal Alliance Associates, Inc.Ameriprise Financial Services, LLC05-31-2017
Horacio Daniel PiccininnoRoyal Alliance Associates, Inc.Ameriprise Financial Services, LLC05-26-2017
Michael Scott McManeRoyal Alliance Associates, Inc.National Planning Corporation$4703-10-2017
Michael Anthony PhillipsRoyal Alliance Associates, Inc.New Century Financial Group, LLC03-01-2017
Matthew Robert MenkeRoyal Alliance Associates, Inc.Ameriprise Financial Services, LLC$5012-16-2016
Mary Ann DiannaRoyal Alliance Associates, Inc.Biltmore Capital Advisors10-10-2016
James Edward FamulaRoyal Alliance Associates, Inc.Allstate Financial Services, LLC09-07-2016
Yolanda D. O'NealRoyal Alliance Associates, Inc.LPL Financial LLC07-01-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.