Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Seth StolowRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
William Joseph ConklinRoyal Alliance Associates, Inc.Signator Investors, Inc.$4411-02-2018
Wayne HowardRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Thomas F SylvestroRoyal Alliance Associates, Inc.National Planning Corporation$1009-25-2017
Thomas Barry RebstockRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Sean Patrick McGovernRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Ryan William PetersRoyal Alliance Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-28-2018
Roy Joseph MastrangeloRoyal Alliance Associates, Inc.Wells Fargo Clearing Services, LLC$5003-16-2018
Robert Steven DoleRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Robert Mitchell JaffeRoyal Alliance Associates, Inc.RBC Capital Markets, LLC$15011-09-2011
Robert James FerrariRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Robert Baldwin RitchieRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Richard Joseph DavisRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Peter Sebastian DuvaRoyal Alliance Associates, Inc.National Planning Corporation10-24-2017
Paul CriscioneRoyal Alliance Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-01-2012
Neil KriegsteinRoyal Alliance Associates, Inc.Avantax Investment Services, Inc.$110-30-2019
Michael Walter McHughRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Michael Scott McManeRoyal Alliance Associates, Inc.National Planning Corporation$4703-10-2017
Michael Robert AsterRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Michael James VaulesRoyal Alliance Associates, Inc.National Planning Corporation09-25-2017
Michael Francis NewmanRoyal Alliance Associates, Inc.Signator Investors, Inc.$2611-02-2018
Michael Anthony PhillipsRoyal Alliance Associates, Inc.New Century Financial Group, LLC03-01-2017
Matthew Steven LasalaRoyal Alliance Associates, Inc.Signator Investors, Inc.$1111-02-2018
Matthew Robert MenkeRoyal Alliance Associates, Inc.Ameriprise Financial Services, Inc.$5012-16-2016
Mary Ann DiannaRoyal Alliance Associates, Inc.Biltmore Capital Advisors10-10-2016
Next Page »

Showing 1 to 25 of 60 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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