Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Timothy Scott NowakRoyal Alliance Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-07-2019
Dee Antman WalkerRoyal Alliance Associates, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50010-15-2019
Robert A SewallRoyal Alliance Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-22-2019
Todd Michael MirandaRoyal Alliance Associates, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10002-01-2019
Ashley Candace CostelloRoyal Alliance Associates, Inc.NCA Financial Planners08-20-2018
Anne E Stedge-OutwaterRoyal Alliance Associates, Inc.Petersen Investments, Inc.03-08-2018
Andrew Peter O'ConnorRoyal Alliance Associates, Inc.Scottrade, Inc.03-06-2018
David Vincent ReubenRoyal Alliance Associates, Inc.Petersen Investments, Inc.$10002-27-2018
Kevin Thomas CurryRoyal Alliance Associates, Inc.Petersen Investments, Inc.02-16-2018
John Francis NewsholmeRoyal Alliance Associates, Inc.SII Investments, Inc.$50002-06-2018
Brian Scott ParnessRoyal Alliance Associates, Inc.Ameriprise Financial Services, Inc.$10001-05-2018
Craig Ari CharachRoyal Alliance Associates, Inc.National Planning Corporation$10010-30-2017
Christopher Armand SantiniRoyal Alliance Associates, Inc.National Planning Corporation$19210-25-2017
Steven William AlbaneseRoyal Alliance Associates, Inc.National Planning Corporation10-25-2017
Robert Gregory LyonsRoyal Alliance Associates, Inc.National Planning Corporation$10010-23-2017
William Arthur RussellRoyal Alliance Associates, Inc.National Planning Corporation$10010-23-2017
William Norman HytnerRoyal Alliance Associates, Inc.National Planning Corporation$15010-23-2017
Robert John Patrick Jr.Royal Alliance Associates, Inc.National Planning Corporation10-23-2017
Donald Andrew DonnellyRoyal Alliance Associates, Inc.National Planning Corporation10-23-2017
George SarlanisRoyal Alliance Associates, Inc.Interactive Brokers LLC10-02-2017
Rosemary Carolina AbreuRoyal Alliance Associates, Inc.Santander Securities LLC$50008-30-2017
Michael John CrombieRoyal Alliance Associates, Inc.Vanderbilt Securities, LLC05-15-2017
William Edward StewartRoyal Alliance Associates, Inc.Rehmann Financial Network, LLC$10004-12-2017
Michael Eugene Di LorenzoRoyal Alliance Associates, Inc.Unified Wealth Management, LLC02-08-2017
Alexander DimartiniRoyal Alliance Associates, Inc.UBS Financial Services Inc.$50001-27-2017
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Showing 1 to 25 of 132 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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