Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Kristjan GarveyRoyal Alliance Associates, Inc.Hantz Financial Services, Inc.09-25-2013
Alexander DimartiniRoyal Alliance Associates, Inc.UBS Financial Services Inc.$50001-27-2017
Alfred Carmen VaranoRoyal Alliance Associates, Inc.National Planning Corporation$10011-16-2012
Aline Grace BowenRoyal Alliance Associates, Inc.Vanderbilt Securities, LLC08-06-2010
Andrew Christian HollingsworthRoyal Alliance Associates, Inc.Vanderbilt Securities, LLC$50008-06-2010
Andrew Peter O'ConnorRoyal Alliance Associates, Inc.Scottrade, Inc.03-06-2018
Andrew R WalkerRoyal Alliance Associates, Inc.First Midwest Securities, Inc.$25003-09-2015
Anne E Stedge-OutwaterRoyal Alliance Associates, Inc.Petersen Investments, Inc.03-08-2018
Anthoni Juan ReyesRoyal Alliance Associates, Inc.Pruco Securities, LLC.11-09-2015
Anthony KrncevicRoyal Alliance Associates, Inc.PNC Investments07-09-2014
Antonio Shaunta RoseRoyal Alliance Associates, Inc.Raymond James Financial Services, Inc.$10005-05-2015
Arthur Anthony Belli Jr.Royal Alliance Associates, Inc.National Securities Corporation12-05-2016
Ashley Candace CostelloRoyal Alliance Associates, Inc.NCA Financial Planners08-20-2018
Brian Scott ParnessRoyal Alliance Associates, Inc.Ameriprise Financial Services, Inc.$10001-05-2018
Bryan Howard KossoveRoyal Alliance Associates, Inc.LPL Financial LLC$50008-26-2013
Carey M StansburyRoyal Alliance Associates, Inc.Next Financial Group, Inc.$25011-28-2012
Carleton Amasa HollisterRoyal Alliance Associates, Inc.Walnut Street Securities, Inc.$10007-05-2013
Casey Dewayne KotterRoyal Alliance Associates, Inc.Lincoln Financial Advisors Corporation$15003-20-2013
Chad Aaron WilkinsonRoyal Alliance Associates, Inc.Cadaret, Grant & Co., Inc.04-21-2011
Chantal B. McFallRoyal Alliance Associates, Inc.Veritrust Financial, LLC11-15-2012
Christopher Armand SantiniRoyal Alliance Associates, Inc.National Planning Corporation$19210-25-2017
Craig Allen HouckRoyal Alliance Associates, Inc.AXA Advisors, LLC$15003-06-2009
Craig Ari CharachRoyal Alliance Associates, Inc.National Planning Corporation$10010-30-2017
Daniel Anthony DelrossoRoyal Alliance Associates, Inc.First Midwest Securities, Inc.03-09-2015
Daniel King PalmerRoyal Alliance Associates, Inc.NRP Financial, Inc.10-28-2010
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Showing 1 to 25 of 132 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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