Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Timothy Scott NowakRoyal Alliance Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-07-2019
Robert A SewallRoyal Alliance Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-22-2019
Ashley Candace CostelloRoyal Alliance Associates, Inc.NCA Financial Planners08-20-2018
Anne E Stedge-OutwaterRoyal Alliance Associates, Inc.Petersen Investments, Inc.03-08-2018
Andrew Peter O'ConnorRoyal Alliance Associates, Inc.Scottrade, Inc.03-06-2018
Kevin Thomas CurryRoyal Alliance Associates, Inc.Petersen Investments, Inc.02-16-2018
Steven William AlbaneseRoyal Alliance Associates, Inc.National Planning Corporation10-25-2017
Robert John Patrick Jr.Royal Alliance Associates, Inc.National Planning Corporation10-23-2017
Donald Andrew DonnellyRoyal Alliance Associates, Inc.National Planning Corporation10-23-2017
George SarlanisRoyal Alliance Associates, Inc.Interactive Brokers LLC10-02-2017
Michael John CrombieRoyal Alliance Associates, Inc.Vanderbilt Securities, LLC05-15-2017
Michael Eugene Di LorenzoRoyal Alliance Associates, Inc.Unified Wealth Management, LLC02-08-2017
Arthur Anthony Belli Jr.Royal Alliance Associates, Inc.National Securities Corporation12-05-2016
Joseph Paul VivianoRoyal Alliance Associates, Inc.Cadaret, Grant & Co., Inc.09-19-2016
David B HamlinRoyal Alliance Associates, Inc.UBS Financial Services Inc.12-04-2015
Timothy John AllenRoyal Alliance Associates, Inc.Vanderbilt Securities, LLC12-01-2015
Anthoni Juan ReyesRoyal Alliance Associates, Inc.Pruco Securities, LLC.11-09-2015
Michael Edward HydeRoyal Alliance Associates, Inc.Investment Advisors Asset Management, LLC06-12-2015
Orest Paul BaranskyRoyal Alliance Associates, Inc.National Planning Corporation05-07-2015
Todd Franklin KlingRoyal Alliance Associates, Inc.First Midwest Securities, Inc.03-09-2015
Daniel Anthony DelrossoRoyal Alliance Associates, Inc.First Midwest Securities, Inc.03-09-2015
John Florian RollinsRoyal Alliance Associates, Inc.Raymond James Financial Services, Inc.03-06-2015
Michael John Henzes Jr.Royal Alliance Associates, Inc.Retirement Advisory Services Corp01-14-2015
Frank Adolfo ZimbaroRoyal Alliance Associates, Inc.Next Financial Group, Inc.11-26-2014
Joel Todd BarkerRoyal Alliance Associates, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)08-25-2014
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Showing 1 to 25 of 132 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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