Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Larry Glenn JacksonRoyal Alliance Associates, Inc.Pruco Securities, LLC.$5011-25-2019
Pete Chris StamatisRoyal Alliance Associates, Inc.Signator Investors, Inc.$25011-02-2018
George John MakrisRoyal Alliance Associates, Inc.Signator Investors, Inc.$15011-02-2018
Terri Marie PekarcikRoyal Alliance Associates, Inc.Signator Investors, Inc.$15011-02-2018
Craig Alan JosephRoyal Alliance Associates, Inc.Signator Investors, Inc.$10011-02-2018
David William SheaRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Anthony Richard ShockleyRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Robert Wayne Tyler Jr.Royal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Eric Joseph BaizeRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Edward Charles BettnerRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Daniel Paul WatrenRoyal Alliance Associates, Inc.Signator Investors, Inc.$4611-02-2018
Tony Wayne PulleyRoyal Alliance Associates, Inc.Signator Investors, Inc.$4211-02-2018
Michael Gregory MillerRoyal Alliance Associates, Inc.Signator Investors, Inc.$3111-02-2018
Raymond Walter SternbergRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Mark S WeaverRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Anthony Joseph SearcyRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Robert Joseph LohseRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Marc Richard JewellRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Alexander Michael Haboush IIIRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Rebecca Day TaylorRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Gary Curtis Yontz Sr.Royal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Donald Eugene BuehrleRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Matthew Dwight ArnoldRoyal Alliance Associates, Inc.Signator Investors, Inc.$1011-02-2018
Jarrod Cody McKeeRoyal Alliance Associates, Inc.Signator Investors, Inc.$1011-02-2018
Lelis Marina PondRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Next Page »

Showing 1 to 25 of 91 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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