Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Zachary Daniel LucasRoyal Alliance Associates, Inc.Walnut Street Securities, Inc.07-05-2013
William Thomas IsaacsRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
William Stephen ShufflebargerRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
William John KanaryRoyal Alliance Associates, Inc.Walnut Street Securities, Inc.$1007-05-2013
Tony Wayne PulleyRoyal Alliance Associates, Inc.Signator Investors, Inc.$4211-02-2018
Todd Aaron ThompsonRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Thomas Michael LestrangeRoyal Alliance Associates, Inc.Walnut Street Securities, Inc.07-05-2013
Thomas Melvin CliffordRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Thomas Lindsay Jr.Royal Alliance Associates, Inc.Walnut Street Securities, Inc.07-05-2013
Thomas Eugene FosterRoyal Alliance Associates, Inc.SA Stone Wealth Management Inc.$4302-22-2016
Terri Marie PekarcikRoyal Alliance Associates, Inc.Signator Investors, Inc.$15011-02-2018
Tamara Diane HaganRoyal Alliance Associates, Inc.Walnut Street Securities, Inc.07-05-2013
Sungki Lynn LeemasterRoyal Alliance Associates, Inc.Capital Analysts$5008-30-2016
Steven Cochran Jr.Royal Alliance Associates, Inc.Walnut Street Securities, Inc.07-05-2013
Steven Christopher HowardRoyal Alliance Associates, Inc.Walnut Street Securities, Inc.07-05-2013
Steven Barry TuttleRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Stephen Wayne MilewskiRoyal Alliance Associates, Inc.Walnut Street Securities, Inc.07-05-2013
Stephen Douglas MorrRoyal Alliance Associates, Inc.Walnut Street Securities, Inc.07-05-2013
Shahid Islam MalikRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Sean Frederick MilnerRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Sean Edward SavageRoyal Alliance Associates, Inc.Walnut Street Securities, Inc.07-05-2013
Scott Thomas WalshRoyal Alliance Associates, Inc.Walnut Street Securities, Inc.$1007-05-2013
Scott A. GarrisonRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Ryan Lee DautermanRoyal Alliance Associates, Inc.Walnut Street Securities, Inc.07-05-2013
Robert Wayne Tyler Jr.Royal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Next Page »

Showing 1 to 25 of 91 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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