Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joan Macdonald DuckloeRoyal Alliance Associates, Inc.Sykes Financial Services LLC12-13-2018
Craig Luther PattersonRoyal Alliance Associates, Inc.Signator Investors, Inc.$29911-02-2018
Howard Jay LevinRoyal Alliance Associates, Inc.Signator Investors, Inc.$15011-02-2018
Marc Jay LowenbergRoyal Alliance Associates, Inc.Signator Investors, Inc.$10011-02-2018
Joseph John Haas IIIRoyal Alliance Associates, Inc.Signator Investors, Inc.$10011-02-2018
David Allen StortzRoyal Alliance Associates, Inc.Signator Investors, Inc.$10011-02-2018
Joseph Anthony BritaRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Robert William GruppRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Anthony PetsisRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Joseph Anthony RaspaRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Frederick Reginald BlairRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Roy William BookRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Jeffrey Allen KirkRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
William Paul LorenzRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Robert Joseph RileyRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
James W RushworthRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Scott Ardel LittenRoyal Alliance Associates, Inc.Signator Investors, Inc.$3311-02-2018
David Alan SmithRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Steven Michael ZeiglerRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
John Michael RimmRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Brian Francis McKittrickRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
William Gordon WilkRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Andrew Karl MaronRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Jagruti D. PanwalaRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Jason Michael LamendolaRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
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Showing 1 to 25 of 68 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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