Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Patrick KeenanRoyal Alliance Associates, Inc.Signator Investors, Inc.$1,00011-02-2018
Gary Stephen MartinRoyal Alliance Associates, Inc.Signator Investors, Inc.$50011-02-2018
Robert C PapaRoyal Alliance Associates, Inc.Signator Investors, Inc.$50011-02-2018
Robert English SnidowRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Kenneth Phillip Gross IIRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Keith Patrick BrockmanRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Coy Davis HewettRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Kevin Guy HuttoRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
John Cory HofferRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Joshua Bradley WithersRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Bruce Randolph FriedenRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Stephen Ashley StilwellRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Michael Thomas McNultyRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
William Ruben Terry IIRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Robert Franklin CoxRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Kyle Evan MurphyRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
John Patrick Murphy Sr.Royal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Brian Joseph KurrusRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Chester James Ritchie IIIRoyal Alliance Associates, Inc.Signator Investors, Inc.$1011-02-2018
John Milton HinkleRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Steven Albert SaboRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Martin Paul FriedmanRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Catherine Louise DanfordRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Roy Bachman LowerRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Neil Raymond Corey Jr.Royal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
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Showing 1 to 25 of 42 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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