Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charles Dominic Dayer WildRoyal Alliance Associates, Inc.LPL Financial LLC07-22-2019
James A. DeweseRoyal Alliance Associates, Inc.Key Investment Services LLC07-19-2019
Gregory Mason CunninghamRoyal Alliance Associates, Inc.LPL Financial LLC07-19-2019
Laurin Dale WainwrightRoyal Alliance Associates, Inc.Farmers Financial Solutions, LLC07-09-2019
Jonathan D. MathewsRoyal Alliance Associates, Inc.Northwestern Mutual Investment Services, LLC06-21-2019
Eddie Ray SnowRoyal Alliance Associates, Inc.Cetera Advisor Networks LLC05-14-2019
Andrew Jon RogersRoyal Alliance Associates, Inc.Alliance Wealth Advisors04-22-2019
Christopher Stefan SamulakRoyal Alliance Associates, Inc.Edward Jones04-05-2019
Joseph E KeelsRoyal Alliance Associates, Inc.Morgan Stanley04-02-2019
William Jesse TeagueRoyal Alliance Associates, Inc.Capital Analysts03-29-2019
William J. Teague Jr.Royal Alliance Associates, Inc.Capital Analysts03-29-2019
Christopher Thomas BallRoyal Alliance Associates, Inc.BFM Wealth Planning LLC03-29-2019
Brian Stephen SchiazzanoRoyal Alliance Associates, Inc.Mariner Wealth Advisors03-28-2019
Jill A. DaileyRoyal Alliance Associates, Inc.OneAmerica Securities, Inc.03-12-2019
Robert A SewallRoyal Alliance Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-22-2019
Charles BassingRoyal Alliance Associates, Inc.Northwestern Mutual Investment Services, LLC02-21-2019
James David HertzlerRoyal Alliance Associates, Inc.Brand Asset Management Group, Inc.02-12-2019
Kirk S BarthRoyal Alliance Associates, Inc.MML Investors Services, LLC$502-08-2019
Donna Sau Fun TsoRoyal Alliance Associates, Inc.MML Investors Services, LLC$20002-08-2019
Elsa Corpuz Agdinaoay-SegalRoyal Alliance Associates, Inc.MML Investors Services, LLC02-08-2019
Todd Michael MirandaRoyal Alliance Associates, Inc.Wells Fargo Clearing Services, LLC$10002-01-2019
Todd William LaluzerneRoyal Alliance Associates, Inc.TD Ameritrade, Inc.02-01-2019
Scott Harper YarbroughRoyal Alliance Associates, Inc.Foresters Equity Services, Inc.01-25-2019
Ryan Eric EichmannRoyal Alliance Associates, Inc.Foresters Financial Services, Inc.01-23-2019
Steve Eugene AdamsRoyal Alliance Associates, Inc.MML Investors Services, LLC01-18-2019
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Showing 1 to 25 of 52 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.