Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Fredric Jeffrey LoweSA Stone Wealth Management Inc.Quest Capital Strategies, Inc.$5012-06-2019
Patrick Joseph ReardonSA Stone Wealth Management Inc.Quest Capital Strategies, Inc.12-06-2019
Mark Jerry BravermanSA Stone Wealth Management Inc.Quest Capital Strategies, Inc.$5012-06-2019
Kenneth John SuttonSA Stone Wealth Management Inc.Quest Capital Strategies, Inc.$5012-06-2019
Christopher John DelzioSA Stone Wealth Management Inc.Quest Capital Strategies, Inc.12-06-2019
Teresa Louise LavitaSA Stone Wealth Management Inc.Quest Capital Strategies, Inc.12-06-2019
Robert Charles StarnesSA Stone Wealth Management Inc.Quest Capital Strategies, Inc.$5012-06-2019
William Michael ConleySA Stone Wealth Management Inc.Quest Capital Strategies, Inc.$5012-06-2019
William Pasquale AlbaneseSA Stone Wealth Management Inc.Quest Capital Strategies, Inc.$2512-06-2019
Timothy John DebodaSA Stone Wealth Management Inc.Quest Capital Strategies, Inc.12-06-2019
Thomas Joseph CookSA Stone Wealth Management Inc.Quest Capital Strategies, Inc.12-06-2019
Dwayne John SeabrooksSA Stone Wealth Management Inc.Quest Capital Strategies, Inc.$5012-06-2019
Harry PortolosSA Stone Wealth Management Inc.Quest Capital Strategies, Inc.$2612-06-2019
Lamar E. SmithSA Stone Wealth Management Inc.Quest Capital Strategies, Inc.12-06-2019
William Albert ShawSA Stone Wealth Management Inc.Quest Capital Strategies, Inc.12-06-2019
Darin Robert ErdmannSA Stone Wealth Management Inc.Quest Capital Strategies, Inc.12-06-2019
Louis John RagostaSA Stone Wealth Management Inc.Quest Capital Strategies, Inc.$2512-06-2019
Scott Edward HarperSA Stone Wealth Management Inc.Quest Capital Strategies, Inc.12-06-2019
Randy Lee WrightSA Stone Wealth Management Inc.Quest Capital Strategies, Inc.12-06-2019
Steven Lowell SmithSA Stone Wealth Management Inc.Quest Capital Strategies, Inc.12-06-2019
Raymond Joseph HeggSA Stone Wealth Management Inc.Quest Capital Strategies, Inc.12-06-2019
William Phillip DavisSA Stone Wealth Management Inc.Quest Capital Strategies, Inc.$2512-06-2019
David Christopher LutzSA Stone Wealth Management Inc.Quest Capital Strategies, Inc.12-06-2019
Joseph Philip NegrosaSA Stone Wealth Management Inc.Quest Capital Strategies, Inc.12-06-2019
Kenneth YuenSA Stone Wealth Management Inc.Quest Capital Strategies, Inc.$2512-06-2019
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Showing 1 to 25 of 44 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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