Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Cecil Ray DentonSA Stone Wealth Management Inc.LPL Financial LLC$2505-15-2019
Harry Ison Brown Jr.SA Stone Wealth Management Inc.Capital Financial Services, Inc.04-29-2019
Nathan Allen CollinsSA Stone Wealth Management Inc.PlanMember Securities Corporation$5003-14-2018
Donald Lee LedfordSA Stone Wealth Management Inc.BB&T Investment Services, Inc.$5008-29-2014
Joseph A. Gallagher Jr.SA Stone Wealth Management Inc.Wells Fargo Clearing Services, LLC$1505-21-2014
Paul Nathan ComerSA Stone Wealth Management Inc.Next Financial Group, Inc.04-29-2014
David Leo Van Rensselaer Jr.SA Stone Wealth Management Inc.Next Financial Group, Inc.$1004-28-2014
Randall Dickson TeegardinSA Stone Wealth Management Inc.Next Financial Group, Inc.04-28-2014
Allen G WallSA Stone Wealth Management Inc.Wells Fargo Clearing Services, LLC04-25-2014
James Ralph Cunningham Jr.SA Stone Wealth Management Inc.Wells Fargo Clearing Services, LLC$5004-25-2014
Dustin Joseph HughesSA Stone Wealth Management Inc.Next Financial Group, Inc.$2504-21-2014
Kelly OttSA Stone Wealth Management Inc.Oppenheimer & Co. Inc.02-18-2014
John Thomas Williams Jr.SA Stone Wealth Management Inc.Wells Fargo Clearing Services, LLC$2505-09-2013
Christopher Louis Licata Jr.SA Stone Wealth Management Inc.Sterling Enterprises Group, Inc.12-12-2012
Frederick Jon MetzgerSA Stone Wealth Management Inc.Sterling Enterprises Group, Inc.12-12-2012
Paul Michael SuyamaSA Stone Wealth Management Inc.W R Rice Financial Services, Inc.$111-13-2012
William Roger RiceSA Stone Wealth Management Inc.W R Rice Financial Services, Inc.$5011-13-2012
Michael Dean EvansSA Stone Wealth Management Inc.Infinex Investments, Inc.09-24-2012
Danny Zvi SpiegelSA Stone Wealth Management Inc.Synergy Investment Group, LLC02-22-2012
Roger Don SidenerSA Stone Wealth Management Inc.Synergy Investment Group, LLC02-22-2012
Aron [Nmn] PinsonSA Stone Wealth Management Inc.Synergy Investment Group, LLC02-17-2012
Eric Matthew SchiefenSA Stone Wealth Management Inc.Synergy Investment Group, LLC02-17-2012
Gaurav Chand LallSA Stone Wealth Management Inc.Synergy Investment Group, LLC02-17-2012
Gloria Haney MullisSA Stone Wealth Management Inc.Synergy Investment Group, LLC$10002-17-2012
Jeffrey Brett VaughnSA Stone Wealth Management Inc.Synergy Investment Group, LLC$5002-17-2012
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Showing 1 to 25 of 53 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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