Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stanford Hastings RobertsSA Stone Wealth Management Inc.Ameriprise Financial Services, Inc.09-20-2019
Mayo M. WoodwardSA Stone Wealth Management Inc.Pruco Securities, LLC.$26905-28-2019
Cecil Ray DentonSA Stone Wealth Management Inc.LPL Financial LLC$2505-15-2019
Harry Ison Brown Jr.SA Stone Wealth Management Inc.Capital Financial Services, Inc.04-29-2019
Jordan M HalloranSA Stone Wealth Management Inc.LPL Financial LLC08-31-2018
Nathan Allen CollinsSA Stone Wealth Management Inc.PlanMember Securities Corporation$5003-14-2018
Mark Eric SaundersSA Stone Wealth Management Inc.Raymond James Financial Services, Inc.07-31-2015
Donald Lee LedfordSA Stone Wealth Management Inc.BB&T Investment Services, Inc.$5008-29-2014
Joseph A. Gallagher Jr.SA Stone Wealth Management Inc.Wells Fargo Clearing Services, LLC$2505-21-2014
David Leo Van Rensselaer Jr.SA Stone Wealth Management Inc.Next Financial Group, Inc.$1004-28-2014
Randall Dickson TeegardinSA Stone Wealth Management Inc.Next Financial Group, Inc.04-28-2014
James Ralph Cunningham Jr.SA Stone Wealth Management Inc.Wells Fargo Clearing Services, LLC$5004-25-2014
Allen G WallSA Stone Wealth Management Inc.Wells Fargo Clearing Services, LLC04-25-2014
Dustin Joseph HughesSA Stone Wealth Management Inc.Next Financial Group, Inc.04-21-2014
Kelly OttSA Stone Wealth Management Inc.Oppenheimer & Co. Inc.02-18-2014
Byron Keith FordSA Stone Wealth Management Inc.Investment Professionals, Inc.09-17-2013
John Thomas WilliamsSA Stone Wealth Management Inc.Wells Fargo Clearing Services, LLC$5005-09-2013
Peter George LaventisSA Stone Wealth Management Inc.Sterne, Agee & Leach, Inc.$5003-01-2013
Marilyn Anne WainwrightSA Stone Wealth Management Inc.Sterne, Agee & Leach, Inc.03-01-2013
Harold Lowell Wainwright IIISA Stone Wealth Management Inc.Sterne, Agee & Leach, Inc.03-01-2013
Paul Michael SuyamaSA Stone Wealth Management Inc.W R Rice Financial Services, Inc.11-13-2012
William Roger RiceSA Stone Wealth Management Inc.W R Rice Financial Services, Inc.11-13-2012
Jack Hendricks Hicks Jr.SA Stone Wealth Management Inc.Sterne, Agee & Leach, Inc.11-05-2012
Shane Jason NealSA Stone Wealth Management Inc.Sterne, Agee & Leach, Inc.$5010-19-2012
Michael Webb PostSA Stone Wealth Management Inc.BrokersXpress LLC$2507-31-2012
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Showing 1 to 25 of 52 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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