Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stanford Hastings RobertsSA Stone Wealth Management Inc.Ameriprise Financial Services, Inc.09-20-2019
Harry Ison Brown Jr.SA Stone Wealth Management Inc.Capital Financial Services, Inc.04-29-2019
Jordan M HalloranSA Stone Wealth Management Inc.LPL Financial LLC08-31-2018
Mark Eric SaundersSA Stone Wealth Management Inc.Raymond James Financial Services, Inc.07-31-2015
Randall Dickson TeegardinSA Stone Wealth Management Inc.Next Financial Group, Inc.04-28-2014
Allen G WallSA Stone Wealth Management Inc.Wells Fargo Clearing Services, LLC04-25-2014
Dustin Joseph HughesSA Stone Wealth Management Inc.Next Financial Group, Inc.04-21-2014
Kelly OttSA Stone Wealth Management Inc.Oppenheimer & Co. Inc.02-18-2014
Byron Keith FordSA Stone Wealth Management Inc.Investment Professionals, Inc.09-17-2013
Marilyn Anne WainwrightSA Stone Wealth Management Inc.Sterne, Agee & Leach, Inc.03-01-2013
Harold Lowell Wainwright IIISA Stone Wealth Management Inc.Sterne, Agee & Leach, Inc.03-01-2013
Paul Michael SuyamaSA Stone Wealth Management Inc.W R Rice Financial Services, Inc.11-13-2012
William Roger RiceSA Stone Wealth Management Inc.W R Rice Financial Services, Inc.11-13-2012
Jack Hendricks Hicks Jr.SA Stone Wealth Management Inc.Sterne, Agee & Leach, Inc.11-05-2012
Rikin Kaushik PatelSA Stone Wealth Management Inc.Cetera Financial Specialists LLC03-08-2012
Kenneth Allen EirksonSA Stone Wealth Management Inc.Synergy Investment Group, LLC02-17-2012
Gloria Haney MullisSA Stone Wealth Management Inc.Synergy Investment Group, LLC02-17-2012
Jeffrey Brett VaughnSA Stone Wealth Management Inc.Synergy Investment Group, LLC02-17-2012
Ryan Marshall DantinneSA Stone Wealth Management Inc.Synergy Investment Group, LLC02-17-2012
James Kirk WisloskiSA Stone Wealth Management Inc.Questar Capital Corporation07-28-2011
William Joseph ChesneySA Stone Wealth Management Inc.Questar Capital Corporation07-28-2011
Michael David WoytowichSA Stone Wealth Management Inc.Questar Capital Corporation07-28-2011
Richard Lynn JennessSA Stone Wealth Management Inc.Hilltop Securities Independent Network Inc.06-29-2011
Katherine Arnold HaleSA Stone Wealth Management Inc.Wells Fargo Clearing Services, LLC12-03-2010
Eric Christopher SidesSA Stone Wealth Management Inc.JBS Liberty Securities, Inc.10-19-2010
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Showing 1 to 25 of 52 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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