Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jodie LaneSII Investments, Inc.LPL Financial LLC07-31-2017
Debra Mary MarshSII Investments, Inc.Waddell & Reed04-27-2017
Gerald Paul GillespieSII Investments, Inc.MML Investors Services, LLC03-10-2017
David Wayne HatzSii Investments, Inc.Capital Analysts11-01-2016
Kyle Edward BrunetteSII Investments, Inc.Raymond James Financial Services, Inc.10-28-2016
Eric Dale HallSII Investments, Inc.SagePoint Financial, Inc.08-01-2016
Eric Paul HeinzSII Investments, Inc.LPL Financial LLC06-17-2016
Candace Dee WasselSII Investments, Inc.LPL Financial LLC06-02-2016
Alison Ann WalkerSII Investments, Inc.LPL Financial LLC06-01-2016
Alison M. VoigtSII Investments, Inc.LPL Financial LLC06-01-2016
Brad Steven WitbroSII Investments, Inc.LPL Financial LLC06-01-2016
Brian Robert HartlSII Investments, Inc.LPL Financial LLC06-01-2016
Darrick Edward MunschSII Investments, Inc.LPL Financial LLC06-01-2016
Kim A. Kuhar MarnochaSII Investments, Inc.LPL Financial LLC06-01-2016
David Emil WeatherbeeSII Investments, Inc.Purshe Kaplan Sterling Investments03-01-2016
Matthew Robert ZarterSII Investments, Inc.MML Investors Services, LLC02-19-2016
Curtis John DowlingSII Investments, Inc.Woodbury Financial Services, Inc.01-29-2016
Martin Daniel FahlerSII Investments, Inc.LPL Financial LLC10-21-2015
David Alan FoemmelSII Investments, Inc.Edward Jones08-05-2015
Brandon Lee MilesSII Investments, Inc.Robert W. Baird & Co. Incorporated07-28-2015
Jonathan Michael KroeningSII Investments, Inc.Thrivent Investment Management Inc.07-13-2015
Denise Michelle LiddiardSII Investments, Inc.William Blair05-21-2015
Anthony Joseph PochowskiSII Investments, Inc.Edward Jones01-02-2015
George Edward MillerSII Investments, Inc.LPL Financial LLC07-01-2014
Alan Ellsworth FreiSII Investments, Inc.LPL Financial LLC04-17-2014
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Showing 1 to 25 of 118 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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