Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Recruiting Scoreboard (Q4 2019)
Recruiting Gains
Recruiting Losses
Net Gains
Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Roger Alan Clarkson | SagePoint Financial, Inc. | LPL Financial LLC | $100 | 08-30-2019 |
| Catherine Elaine Ivy | SagePoint Financial, Inc. | LPL Financial LLC | — | 06-03-2019 |
| Charlton D. Simons | SagePoint Financial, Inc. | LPL Financial LLC | $19 | 04-30-2018 |
| Terrence Murphy Tormey | SagePoint Financial, Inc. | LPL Financial LLC | — | 04-06-2018 |
| Amanda Louise Bost | SagePoint Financial, Inc. | LPL Financial LLC | $10 | 10-23-2017 |
| Kelly Rae Welker | SagePoint Financial, Inc. | LPL Financial LLC | $25 | 09-22-2017 |
| Spiros Vassilakos | SagePoint Financial, Inc. | LPL Financial LLC | $25 | 08-31-2017 |
| Lance Nicholas Juffer | SagePoint Financial, Inc. | LPL Financial LLC | — | 05-01-2017 |
| John Steven Jacobson | SagePoint Financial, Inc. | LPL Financial LLC | — | 04-19-2017 |
| Scott Leonard Kahle | SagePoint Financial, Inc. | LPL Financial LLC | — | 11-20-2014 |
| Jeanne Lynn Wolf | SagePoint Financial, Inc. | LPL Financial LLC | $25 | 08-29-2014 |
| Angela Marie Martin | SagePoint Financial, Inc. | LPL Financial LLC | — | 08-29-2014 |
| Brian Keith Peterson | SagePoint Financial, Inc. | LPL Financial LLC | — | 07-25-2014 |
| Steven Donald Gingery | SagePoint Financial, Inc. | LPL Financial LLC | $100 | 06-25-2013 |
| Harry Chang Kim | SagePoint Financial, Inc. | LPL Financial LLC | — | 07-05-2012 |
| Ted Hideaki Inagaki | SagePoint Financial, Inc. | LPL Financial LLC | — | 07-03-2012 |
| Derek Merle Heap | SagePoint Financial, Inc. | LPL Financial LLC | $150 | 11-30-2011 |
| Joseph William Tonyan | SagePoint Financial, Inc. | LPL Financial LLC | — | 11-14-2011 |
| Jason Rocco Nazzaro | SagePoint Financial, Inc. | LPL Financial LLC | — | 10-17-2011 |
| James Patrick Robertson | SagePoint Financial, Inc. | LPL Financial LLC | $100 | 08-12-2010 |
Showing 1 to 20 of 20 entries
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.
