Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Roger Alan ClarksonSagePoint Financial, Inc.LPL Financial LLC$10008-30-2019
Catherine Elaine IvySagePoint Financial, Inc.LPL Financial LLC06-03-2019
Charlton D. SimonsSagePoint Financial, Inc.LPL Financial LLC$1904-30-2018
Terrence Murphy TormeySagePoint Financial, Inc.LPL Financial LLC04-06-2018
Amanda Louise BostSagePoint Financial, Inc.LPL Financial LLC$1010-23-2017
Kelly Rae WelkerSagePoint Financial, Inc.LPL Financial LLC$2509-22-2017
Spiros VassilakosSagePoint Financial, Inc.LPL Financial LLC$2508-31-2017
Lance Nicholas JufferSagePoint Financial, Inc.LPL Financial LLC05-01-2017
John Steven JacobsonSagePoint Financial, Inc.LPL Financial LLC04-19-2017
Scott Leonard KahleSagePoint Financial, Inc.LPL Financial LLC11-20-2014
Jeanne Lynn WolfSagePoint Financial, Inc.LPL Financial LLC$2508-29-2014
Angela Marie MartinSagePoint Financial, Inc.LPL Financial LLC08-29-2014
Brian Keith PetersonSagePoint Financial, Inc.LPL Financial LLC07-25-2014
Steven Donald GingerySagePoint Financial, Inc.LPL Financial LLC$10006-25-2013
Harry Chang KimSagePoint Financial, Inc.LPL Financial LLC07-05-2012
Ted Hideaki InagakiSagePoint Financial, Inc.LPL Financial LLC07-03-2012
Derek Merle HeapSagePoint Financial, Inc.LPL Financial LLC$15011-30-2011
Joseph William TonyanSagePoint Financial, Inc.LPL Financial LLC11-14-2011
Jason Rocco NazzaroSagePoint Financial, Inc.LPL Financial LLC10-17-2011
James Patrick RobertsonSagePoint Financial, Inc.LPL Financial LLC$10008-12-2010

Showing 1 to 20 of 20 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.