Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lee Stanford LilienthalSagePoint Financial, Inc.Pruco Securities, LLC.07-03-2019
Rami NegriSagePoint Financial, Inc.Pruco Securities, LLC.04-04-2018
David Andrew HuhtalaSagePoint Financial, Inc.Pruco Securities, LLC.$50001-22-2018
Anna Naomi HartwellSagePoint Financial, Inc.Pruco Securities, LLC.$10001-05-2018
Kevin James ChristopherSagePoint Financial, Inc.Pruco Securities, LLC.12-18-2017
Matthew Thomas ChampionSagePoint Financial, Inc.Pruco Securities, LLC.12-13-2017
Anthony Arguelles TriasSagePoint Financial, Inc.Pruco Securities, LLC.02-17-2016
Michael Allen GreggSagePoint Financial, Inc.Pruco Securities, LLC.$10002-16-2016
John Paul JordanSagePoint Financial, Inc.Pruco Securities, LLC.$10012-01-2015
Marcelo Pablo RodriguezSagePoint Financial, Inc.Pruco Securities, LLC.10-06-2015
Atesha Jeanette Barnes NelsonSagePoint Financial, Inc.Pruco Securities, LLC.$50009-29-2015
Jimmy Sherrod Holland Jr.SagePoint Financial, Inc.Pruco Securities, LLC.06-29-2015
Gerolyn E ShapiroSagePoint Financial, Inc.Pruco Securities, LLC.03-10-2015
Mouzzam Ali AbbasiSagePoint Financial, Inc.Pruco Securities, LLC.07-15-2014

Showing 1 to 14 of 14 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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