Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Catherine Victoria GarciaSagePoint Financial, Inc.Securities America, Inc.$3111-02-2018
Marie Anne BurnsSagePoint Financial, Inc.Waddell & Reed05-15-2018
Donald Eugene BaxterSagePoint Financial, Inc.SII Investments, Inc.$5011-30-2017
James Aaron AbregoSagePoint Financial, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-15-2017
Sandra Lynn MesserSagePoint Financial, Inc.PlanMember Securities Corporation05-12-2017
Timothy William KenneySagePoint Financial, Inc.The Leaders Group, Inc.08-29-2016
Michael ApsellSagePoint Financial, Inc.MetLife Securities Inc.$3302-04-2016
Christine M FroehleSagePoint Financial, Inc.Ameriprise Financial Services, Inc.01-26-2016
Jeremiah R ButoutSagePoint Financial, Inc.MML Investors Services, LLC03-02-2015
Kevin Todd CypertSagePoint Financial, Inc.BOK Financial Services, Inc.02-20-2015
Dennis Lee BruskotterSagePoint Financial, Inc.LPL Financial LLC11-25-2014
Kathy Ann KresinSagePoint Financial, Inc.Spectrum Capital, LLC10-29-2014
Dustin John WillSagePoint Financial, Inc.New England Securities10-23-2014
Elizabeth M BennettSagePoint Financial, Inc.National Planning Corporation09-26-2014
Jeanne Lynn WolfSagePoint Financial, Inc.LPL Financial LLC$2508-29-2014
Christian Randolph SnowdenSagePoint Financial, Inc.UBS Financial Services Inc.$108-13-2014
Jared Kyle SheltonSagePoint Financial, Inc.TD Ameritrade Investment Management, LLC07-10-2014
Russell Frank CaforioSagePoint Financial, Inc.Capital Securities Investment Corporation04-28-2014
John Stewart WelchSagePoint Financial, Inc.Equity Services, Inc.$103-03-2014
Peter Joseph JesanisSagePoint Financial, Inc.Lincoln Financial Securities Corporation$5003-03-2014
Robert Joseph Ardini Jr.SagePoint Financial, Inc.Lincoln Financial Securities Corporation$8203-03-2014
Brian Joseph WestSagePoint Financial, Inc.New England Securities$1002-28-2014
Dustin James LesterSagePoint Financial, Inc.New England Securities02-27-2014
Greg Paul MorellSagePoint Financial, Inc.New England Securities02-27-2014
Kory Licht BudingerSagePoint Financial, Inc.New England Securities02-27-2014
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Showing 1 to 25 of 86 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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