Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Rolly R. WhiteSagePoint Financial, Inc.J. W. Cole Advisors, Inc.10-25-2019
Jeffrey Ian BrooksSagePoint Financial, Inc.Avantax Investment Services, Inc.$25010-01-2019
Charles Samuel CraytonSagePoint Financial, Inc.Charles Schwab & Co., Inc.09-10-2019
Daniel Robert McGarrigleSagePoint Financial, Inc.Raymond James & Associates, Inc.08-07-2019
Timothy Broadway WoodlockSagePoint Financial, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-26-2019
Catherine Elaine IvySagePoint Financial, Inc.LPL Financial LLC06-03-2019
Mark Gordon MathenySagePoint Financial, Inc.Waddell & Reed04-29-2019
Doreen Lea WeberSagePoint Financial, Inc.Infinex Investments, Inc.03-19-2019
Catherine Victoria GarciaSagePoint Financial, Inc.Securities America, Inc.$31011-02-2018
Ryan Bennett DroegSagePoint Financial, Inc.H. Beck, Inc.$22009-05-2018
Dan Edward DroegSagePoint Financial, Inc.H. Beck, Inc.$84008-30-2018
Stephen Charles DerengowskiSagePoint Financial, Inc.SunTrust Investment Services, Inc.07-31-2018
Richard Edward NorrisSagePoint Financial, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-15-2018
Marie Anne BurnsSagePoint Financial, Inc.Waddell & Reed05-15-2018
Tonya Lee-WillisSagePoint Financial, Inc.SunTrust Investment Services, Inc.04-13-2018
Daniel Arthur NielsenSagePoint Financial, Inc.Nielsen Financial Services, Inc.$50012-21-2017
Nathaniel Allen StarkeySagePoint Financial, Inc.SII Investments, Inc.12-04-2017
Donald Eugene BaxterSagePoint Financial, Inc.SII Investments, Inc.$66011-30-2017
James Aaron AbregoSagePoint Financial, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-15-2017
Angeli Aguila ForsterSagePoint Financial, Inc.National Planning Corporation$50010-31-2017
Anthony Lamont Wesson Jr.SagePoint Financial, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)09-21-2017
Robert Lee WheelerSagePoint Financial, Inc.Bennett, Herman & Geertsen, LLC.$10008-08-2017
John Walter StumpfSagePoint Financial, Inc.Pure Financial Advisors, Inc.$10005-18-2017
Sandra Lynn MesserSagePoint Financial, Inc.PlanMember Securities Corporation05-12-2017
Timothy William KenneySagePoint Financial, Inc.The Leaders Group, Inc.08-29-2016
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Showing 1 to 25 of 119 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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