Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ryan M. ArmstrongSagePoint Financial, Inc.Summit Brokerage Services, Inc.$1003-01-2010
Charlie Alexander Tucker IIISagePoint Financial, Inc.GunnAllen Financial, Inc$2503-25-2010
Randall David RiepmaSagePoint Financial, Inc.Summit Brokerage Services, Inc.08-13-2010
Thomas Lloyd HergottSagePoint Financial, Inc.Summit Brokerage Services, Inc.08-16-2010
Brian Michael DiercksSagePoint Financial, Inc.Spectrum Capital, Inc.09-20-2010
Robert E. Peary IVSagePoint Financial, Inc.Oppenheimer & Co. Inc.$5010-01-2010
Sandra Kay ThompsonSagePoint Financial, Inc.Ameriprise Financial Services, Inc.12-17-2010
Robert Thomas FrankSagePoint Financial, Inc.Ameritas Investment Corp.01-24-2011
James Ronald BellSagePoint Financial, Inc.National Planning Corporation01-31-2011
Gerald F FlanerySagePoint Financial, Inc.The O.N. Equity Sales Company02-08-2011
Michael Alan BonnellSagePoint Financial, Inc.QA3 Financial Corp.$5002-10-2011
Stephen Renden ThomasSagePoint Financial, Inc.Next Financial Group, Inc.$5002-14-2011
Elad Gad GorenSagePoint Financial, Inc.Next Financial Group, Inc.$1002-14-2011
Charles Wesley LemmonSagePoint Financial, Inc.QA3 Financial Corp.$5003-01-2011
Scott Allen WebsterSagePoint Financial, Inc.Edward Jones03-24-2011
David Alan SkutnikSagePoint Financial, Inc.Ameritas Investment Corp.$5006-17-2011
Chris Eric NelsonSagePoint Financial, Inc.Spectrum Capital, Inc.$2507-05-2011
Steven John SellSagePoint Financial, Inc.Spectrum Capital, Inc.07-05-2011
Randall Leigh RaymondSagePoint Financial, Inc.Spectrum Capital, Inc.07-08-2011
Jason Rocco NazzaroSagePoint Financial, Inc.LPL Financial LLC10-17-2011
John Paul DevesSagePoint Financial, Inc.Next Financial Group, Inc.$10011-11-2011
Jason Tyrone SummersSagePoint Financial, Inc.Berthel, Fisher & Company Financial Services, Inc.12-05-2011
Robert Marinus Raasveld Jr.SagePoint Financial, Inc.Wells Fargo Clearing Services, LLC04-05-2012
Richard Joel GreenfieldSagePoint Financial, Inc.Hilltop Securities Independent Network Inc.$2505-31-2012
Allen Dewitt HardySagePoint Financial, Inc.OneAmerica Securities, Inc.06-29-2012
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Showing 1 to 25 of 63 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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