Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Allen Dewitt HardySagePoint Financial, Inc.OneAmerica Securities, Inc.06-29-2012
Angeli Aguila ForsterSagePoint Financial, Inc.National Planning Corporation$5010-31-2017
Brian Farrel SpringbergSagePoint Financial, Inc.Lincoln Financial Securities Corporation$20003-01-2013
Brian Joseph WestSagePoint Financial, Inc.New England Securities$1002-28-2014
Brian Michael DiercksSagePoint Financial, Inc.Spectrum Capital, Inc.09-20-2010
Catherine Elaine IvySagePoint Financial, Inc.LPL Financial LLC06-03-2019
Catherine Victoria GarciaSagePoint Financial, Inc.Securities America, Inc.$3111-02-2018
Charles Wesley LemmonSagePoint Financial, Inc.QA3 Financial Corp.$5003-01-2011
Charlie Alexander Tucker IIISagePoint Financial, Inc.GunnAllen Financial, Inc$2503-25-2010
Chris Eric NelsonSagePoint Financial, Inc.Spectrum Capital, Inc.$2507-05-2011
Christian Randolph SnowdenSagePoint Financial, Inc.UBS Financial Services Inc.$1008-13-2014
Daniel David DurenSagePoint Financial, Inc.New England Securities10-23-2014
David Alan SkutnikSagePoint Financial, Inc.Ameritas Investment Corp.$5006-17-2011
Donald Eugene BaxterSagePoint Financial, Inc.SII Investments, Inc.$6611-30-2017
Dustin J. WillSagePoint Financial, Inc.New England Securities10-23-2014
Dustin James LesterSagePoint Financial, Inc.New England Securities02-27-2014
Edward Ira AlbrechtSagePoint Financial, Inc.MetLife Securities Inc.12-19-2013
Elad Gad GorenSagePoint Financial, Inc.Next Financial Group, Inc.$1002-14-2011
Gary Max BowmanSagePoint Financial, Inc.Arque Capital, Ltd.$5002-15-2013
Gerald F FlanerySagePoint Financial, Inc.The O.N. Equity Sales Company02-08-2011
Gigi Diane LavergneSagePoint Financial, Inc.Berthel, Fisher & Company Financial Services, Inc.10-03-2012
Greg Paul MorellSagePoint Financial, Inc.New England Securities02-27-2014
James Ronald BellSagePoint Financial, Inc.National Planning Corporation01-31-2011
Jared Kyle SheltonSagePoint Financial, Inc.TD Ameritrade, Inc.07-10-2014
Jason Rocco NazzaroSagePoint Financial, Inc.LPL Financial LLC10-17-2011
Next Page »

Showing 1 to 25 of 63 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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