Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Timothy Alan RosgaSagePoint Financial, Inc.RBC Capital Markets, LLC$2511-21-2018
Lance Nicholas JufferSagePoint Financial, Inc.LPL Financial LLC05-01-2017
Kim Marie TricasSagePoint Financial, Inc.Wells Fargo Clearing Services, LLC03-28-2017
Robin Dawn BaumgartnerSagePoint Financial, Inc.Gradient Securities, LLC01-03-2017
Howard Beardsley DettloffSagePoint Financial, Inc.VSR Financial Services, Inc.07-15-2016
John Paul JordanSagePoint Financial, Inc.Pruco Securities, LLC.12-01-2015
Christina Ann ClemonsSagePoint Financial, Inc.Fidelity Brokerage Services LLC11-06-2015
Robert James FinneganSagePoint Financial, Inc.Fintegra, LLC$5010-23-2015
Atesha Jeanette Barnes NelsonSagePoint Financial, Inc.Pruco Securities, LLC.$5009-29-2015
Thomas Joseph Thompson IIISagePoint Financial, Inc.Voya Financial Advisors, Inc.10-21-2014
Brian Keith PetersonSagePoint Financial, Inc.LPL Financial LLC07-25-2014
William Kellogg JerueSagePoint Financial, Inc.Northwestern Mutual Investment Services, LLC$1005-07-2014
Eric Richard NohnerSagePoint Financial, Inc.Ameritas Investment Company, LLC10-17-2013
Casey Allen LarsonSagePoint Financial, Inc.Edward Jones$1002-08-2013
Kevin Albert UrlaubSagePoint Financial, Inc.Girard Securities, Inc.04-23-2012
Drew Mansfield JohnsonSagePoint Financial, Inc.Girard Securities, Inc.04-20-2012
Steven Scott LarsonSagePoint Financial, Inc.Edward Jones$1004-12-2012
Sandra Jane LarsonSagePoint Financial, Inc.Edward Jones04-12-2012
James Dennis TousignantSagePoint Financial, Inc.Edward Jones$1003-19-2012
Jonathan Mark HalvorsonSagePoint Financial, Inc.Raymond James Financial Services, Inc.$1011-01-2011
Benjamin Allen HovlandSagePoint Financial, Inc.Ameriprise Financial Services, LLC04-23-2010
John Norman MadsonSagePoint Financial, Inc.Ameriprise Financial Services, LLC03-23-2010
Mohammad VedadiSagePoint Financial, Inc.Ameriprise Financial Services, LLC03-05-2010
Kim Marie TricasSagePoint Financial, Inc.Feltl & Company$10001-05-2010
Tasha Marie ColemanSagePoint Financial, Inc.Feltl & Company01-05-2010
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Showing 1 to 25 of 27 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.