Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph A. ArgentoSantander Securities LLCHSBC Securities (USA) Inc.04-12-2018
William KelseySantander Securities LLCHSBC Securities (USA) Inc.03-08-2016
Ray N MoodleySantander Securities LLCHSBC Securities (USA) Inc.01-06-2016
Douglas A DrehwingSantander Securities LLCHSBC Securities (USA) Inc.09-23-2015
Joseph Anthony Mangano Jr.Santander Securities LLCHSBC Securities (USA) Inc.09-03-2015
Peter David DubinSantander Securities LLCHSBC Securities (USA) Inc.$5002-01-2015
Alejandro BoteroSantander Securities LLCHSBC Securities (USA) Inc.12-22-2014
Deependra LoganiSantander Securities LLCHSBC Securities (USA) Inc.$1009-30-2014
Shady Hassan AhmedSantander Securities LLCHSBC Securities (USA) Inc.03-10-2014
Syed Fawad AshrafSantander Securities LLCHSBC Securities (USA) Inc.10-04-2013
Pietro RagazzoSantander Securities LLCHSBC Securities (USA) Inc.06-03-2013
Paul Giblin IIISantander Securities LLCHSBC Securities (USA) Inc.02-12-2013
Josephine BlaffordSantander Securities LLCHSBC Securities (USA) Inc.01-23-2013
John James PiacentinoSantander Securities LLCHSBC Securities (USA) Inc.11-05-2012

Showing 1 to 14 of 14 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.