Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
George A. KlebartSantander Securities LLCLPL Financial LLC03-11-2020
Anthony Albert ManiscalcoSantander Securities LLCLPL Financial LLC02-21-2019
Laila ParveenSantander Securities LLCLPL Financial LLC02-15-2019
Steven TalleySantander Securities LLCLPL Financial LLC11-09-2018
Christopher John ArditiSantander Securities LLCLPL Financial LLC07-25-2018
Stephen W BowdoinSantander Securities LLCLPL Financial LLC06-26-2018
Alix J CharlemagneSantander Securities LLCLPL Financial LLC11-30-2017
Edward Mendenhall TaylorSantander Securities LLCLPL Financial LLC11-01-2017
John Leonard RussoSantander Securities LLCLPL Financial LLC04-12-2017
Christopher Lee VazquezSantander Securities LLCLPL Financial LLC02-08-2016
Michael Anthony VoliniSantander Securities LLCLPL Financial LLC01-15-2016
Joffre SalazarSantander Securities LLCLPL Financial LLC10-07-2015
Richard Edmund LongueilSantander Securities LLCLPL Financial LLC$2507-06-2015
Alan Michael UlrichSantander Securities LLCLPL Financial LLC09-29-2014
Eugene Slayton CrossSantander Securities LLCLPL Financial LLC09-22-2014
John Robert HacheySantander Securities LLCLPL Financial LLC09-10-2014
John Patrick MulcahySantander Securities LLCLPL Financial LLC09-04-2014
Gina Marie Bert-ZattoSantander Securities LLCLPL Financial LLC07-01-2014
Kelly M CooperSantander Securities LLCLPL Financial LLC06-16-2014
David Michael RicciSantander Securities LLCLPL Financial LLC06-11-2014
Ana Paula FonsecaSantander Securities LLCLPL Financial LLC05-28-2014
Yakov J. ToybermanSantander Securities LLCLPL Financial LLC01-23-2014
Marian Veronica AsmondaSantander Securities LLCLPL Financial LLC03-13-2013
Maria Tychi-KefalasSantander Securities LLCLPL Financial LLC10-12-2012
Daniel Karl EbertSantander Securities LLCLPL Financial LLC08-01-2012

Showing 1 to 25 of 25 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.