Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Rosemond Datus Jr.Santander Securities LLCNYLIFE Securities LLC02-28-2019
Roberto Alvarez Alvarez AlonsoSantander Securities LLCNYLIFE Securities LLC02-23-2018
Robert Charles Crocker Jr.Santander Securities LLCNYLIFE Securities LLC02-20-2014
Richard Arthur FredricksonSantander Securities LLCNYLIFE Securities LLC01-15-2016
Reuel Moore Sr.Santander Securities LLCNYLIFE Securities LLC$25010-23-2019
Peter Lawrence YaffeSantander Securities LLCNYLIFE Securities LLC$10011-13-2014
Marie Elsie ButeauSantander Securities LLCNYLIFE Securities LLC08-02-2018
Lea Jordan TrikurSantander Securities LLCNYLIFE Securities LLC08-19-2015
Kevin Machado BettencourtSantander Securities LLCNYLIFE Securities LLC01-06-2016
Kenneth J GalvinSantander Securities LLCNYLIFE Securities LLC12-10-2012
Kamran AbrishamiSantander Securities LLCNYLIFE Securities LLC$50003-13-2014
Huy NguyenSantander Securities LLCNYLIFE Securities LLC04-08-2016
Eric Nolan TharpSantander Securities LLCNYLIFE Securities LLC01-28-2015
Daniel William ObrienSantander Securities LLCNYLIFE Securities LLC07-09-2014
Daniel Raymond RoseSantander Securities LLCNYLIFE Securities LLC12-04-2017
Daniel Joseph Ferreira JrSantander Securities LLCNYLIFE Securities LLC05-24-2018
Chandrani M. JayasekeraSantander Securities LLCNYLIFE Securities LLC04-21-2017

Showing 1 to 17 of 17 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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