Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Narmada PingiliSantander Securities LLCPNC Investments11-09-2018
Ramy Raafat IskandarSantander Securities LLCPNC Investments06-28-2018
David Robert DoughertySantander Securities LLCPNC Investments06-30-2017
Jeb Stewart WagnerSantander Securities LLCPNC Investments06-12-2017
Marcus Richard LuccheseSantander Securities LLCPNC Investments05-22-2017
Samantha Eva VitaleSantander Securities LLCPNC Investments05-09-2017
Debra Rae MartinSantander Securities LLCPNC Investments03-07-2017
Peter David KellySantander Securities LLCPNC Investments02-27-2017
Michael Louis BucklinSantander Securities LLCPNC Investments$1102-27-2017
Sandra-Dee A. GouldingSantander Securities LLCPNC Investments09-20-2016
Haralambos DakasSantander Securities LLCPNC Investments01-12-2016
Laurien MooreSantander Securities LLCPNC Investments11-24-2015
Mindy Gail MatzaSantander Securities LLCPNC Investments07-29-2015
Zhivana Umari SarranSantander Securities LLCPNC Investments07-02-2015
Grace April BernadiceSantander Securities LLCPNC Investments01-06-2015
John MossaSantander Securities LLCPNC Investments$2508-13-2014
Maria ZuluagaSantander Securities LLCPNC Investments06-02-2014
Christopher John MurphySantander Securities LLCPNC Investments05-08-2014
Danny D Izquierdo Sr.Santander Securities LLCPNC Investments11-25-2013
Dwayne O MarshSantander Securities LLCPNC Investments11-21-2013
John Natale RussoSantander Securities LLCPNC Investments07-16-2013
Charles John Reese Jr.Santander Securities LLCPNC Investments11-12-2012

Showing 1 to 22 of 22 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.