Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Julie Cho-Li WongSantander Securities LLCCitizens Securities, Inc.08-13-2012
Ronald Powers DefeoSantander Securities LLCLPL Financial LLC09-19-2012
Deborah Ann MotaSantander Securities LLCLPL Financial LLC09-19-2012
Kenneth KoSantander Securities LLCLPL Financial LLC09-19-2012
John Joseph McCoySantander Securities LLCLPL Financial LLC09-19-2012
Silverio Manuel Valente BoletoSantander Securities LLCLPL Financial LLC09-19-2012
Francisco H. Munoz FigueroaSantander Securities LLCLPL Financial LLC09-19-2012
Zachary J. FortinSantander Securities LLCPruco Securities, LLC.01-17-2013
Michael William TuomalaSantander Securities LLCEdward Jones03-19-2013
Paul Henry MelansonSantander Securities LLCCitizens Securities, Inc.03-25-2014
Harold Robert HabermanSantander Securities LLCMetLife Securities Inc.$5006-09-2014
Kelly M CooperSantander Securities LLCLPL Financial LLC06-16-2014
Craig Richard ProctorSantander Securities LLCCitizens Securities, Inc.06-19-2014
Nathaniel Willard LovellSantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-11-2014
John Patrick MulcahySantander Securities LLCLPL Financial LLC09-04-2014
Joseph Michael Phillips Sr.Santander Securities LLCCitizens Securities, Inc.12-09-2014
William Gerard JacquesSantander Securities LLCPruco Securities, LLC.05-11-2015
Richard Edmund LongueilSantander Securities LLCLPL Financial LLC$2507-06-2015
Brian Robert GaumontSantander Securities LLCCitizens Securities, Inc.07-22-2015
John Ryan HalloranSantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-10-2015
Randy Edward BallSantander Securities LLCCitizens Securities, Inc.09-30-2015
Kevin Machado BettencourtSantander Securities LLCNYLIFE Securities LLC01-06-2016
Karen Mae McKim-SchurgaSantander Securities LLCProEquities, Inc.04-06-2016
Gary Thomas GeraciSantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-03-2016
Lloyd Ward JohnsonSantander Securities LLCCitizens Securities, Inc.01-26-2017
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Showing 1 to 25 of 46 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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