Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan FelenchakSantander Securities LLCAllstate Financial Services, LLC$5005-22-2019
Ali ShahmohammadiSantander Securities LLCPruco Securities, LLC.02-09-2018
Bakhtiar HussainiSantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-31-2017
Brian Robert GaumontSantander Securities LLCCitizens Securities, Inc.07-22-2015
Christopher D. CaronSantander Securities LLCFlagship Harbor Advisors, LLC11-01-2017
Christopher J FraineSantander Securities LLCVoya Financial Advisors, Inc.$1010-13-2017
Craig Richard ProctorSantander Securities LLCCitizens Securities, Inc.06-19-2014
Deborah Ann MotaSantander Securities LLCLPL Financial LLC09-19-2012
Erika A Van LingenSantander Securities LLCVoya Financial Advisors, Inc.06-24-2019
Evangelos IoakimidisSantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-12-2018
Francisco H. Munoz FigueroaSantander Securities LLCLPL Financial LLC09-19-2012
Gary Thomas GeraciSantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-03-2016
Harold Robert HabermanSantander Securities LLCMetLife Securities Inc.$5006-09-2014
Herbert D. KylesSantander Securities LLCFinivi Inc.09-27-2018
J. Severin Robert BergeronSantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-10-2017
James TalcottSantander Securities LLCCitizens Securities, Inc.07-26-2018
Jeffrey Michael Maciejowski IISantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-01-2017
John Joseph McCoySantander Securities LLCLPL Financial LLC09-19-2012
John Patrick MulcahySantander Securities LLCLPL Financial LLC09-04-2014
John Ryan HalloranSantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-10-2015
Joseph Michael Phillips Sr.Santander Securities LLCCitizens Securities, Inc.12-09-2014
Julie Cho-Li WongSantander Securities LLCCitizens Securities, Inc.08-13-2012
Karen Mae McKim-SchurgaSantander Securities LLCProEquities, Inc.04-06-2016
Keith Paul MayerSantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-31-2019
Kelly M CooperSantander Securities LLCLPL Financial LLC06-16-2014
Next Page »

Showing 1 to 25 of 46 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.