Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joaquin ManriqueSantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2503-14-2019
Michael Jeremy BoronSantander Securities LLCPruco Securities, LLC.03-13-2019
Edward EspinalSantander Securities LLCJ.P. Morgan Securities LLC$101-23-2019
Michael C. MirandaSantander Securities LLCJ.P. Morgan Securities LLC01-17-2019
Aaron William GriswoldSantander Securities LLCFidelity Brokerage Services LLC01-02-2019
Christian Anthony BucossiSantander Securities LLCWells Fargo Clearing Services, LLC09-27-2018
Andre Arnold MurilloSantander Securities LLCJ.P. Morgan Securities LLC09-25-2018
William Gregory MurySantander Securities LLCAXA Advisors, LLC$10008-27-2018
Christopher John ArditiSantander Securities LLCLPL Financial LLC$107-25-2018
Lionel Jesus MorataSantander Securities LLCCitigroup Global Markets Inc.06-08-2018
John Vincent SpatolaSantander Securities LLCRaymond James Financial Services, Inc.03-16-2018
Robert SotoSantander Securities LLCThrivent Investment Management Inc.03-06-2018
Mark Joseph MilewskiSantander Securities LLCCitizens Securities, Inc.02-13-2018
Anthony PontorieroSantander Securities LLCMML Investors Services, LLC11-28-2017
Robert William Sim Jr.Santander Securities LLCBb&T Investment Services, Inc.11-20-2017
Patrick Antonio AitchesonSantander Securities LLCJ.P. Morgan Securities LLC$5008-29-2017
Latoya Davis-DenuzzoSantander Securities LLCCitizens Securities, Inc.08-23-2017
Christopher Paul UlianoSantander Securities LLCNorthwestern Mutual Investment Services, LLC$15008-08-2017
David Robert DoughertySantander Securities LLCPNC Investments$15006-30-2017
Joseph Domenick PetraccaSantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-18-2017
Jeannette Barra GoldsteinSantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$101-09-2017
Steven J. TaylorSantander Securities LLCForesters Financial Services, Inc.01-04-2017
Hari Ram SharmaSantander Securities LLCCitizens Securities, Inc.$112-27-2016
David Joseph TendlerSantander Securities LLCWells Fargo Clearing Services, LLC09-30-2016
Sandra-Dee Ann-Marie GouldingSantander Securities LLCPNC Investments09-20-2016
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Showing 1 to 25 of 106 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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