Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Steven John BarsolonaSantander Securities LLCLPL Financial LLC09-19-2012
Elizabeth EchavarriaSantander Securities LLCLPL Financial LLC09-19-2012
Karen McGhieSantander Securities LLCLPL Financial LLC09-19-2012
Andrea B SpinosaSantander Securities LLCLPL Financial LLC09-19-2012
April Marie HortonSantander Securities LLCLPL Financial LLC09-19-2012
John Natale RussoSantander Securities LLCPNC Investments07-16-2013
John Richard AcevedoSantander Securities LLCSignal Securities, Inc.08-21-2013
Verenisse GonzalezSantander Securities LLCWells Fargo Clearing Services, LLC08-29-2013
Marzana ZamanSantander Securities LLCJ.P. Morgan Securities LLC09-26-2013
Farah Abbas MirzaSantander Securities LLCPFS Investments Inc.11-27-2013
Juan Martin GarciaSantander Securities LLCJ.P. Morgan Securities LLC02-28-2014
Thomas J MorelliSantander Securities LLCWells Fargo Clearing Services, LLC05-09-2014
Walter Rocco Kukowski Jr.Santander Securities LLCWells Fargo Clearing Services, LLC05-13-2014
Andrew Joseph BernalSantander Securities LLCWells Fargo Clearing Services, LLC05-13-2014
Joseph Anthony TaltySantander Securities LLCTD Ameritrade Investment Management, LLC09-10-2014
Matt Francis BreunigSantander Securities LLCCapital One Investing, LLC02-03-2015
Mindy Gail MatzaSantander Securities LLCPNC Investments07-29-2015
Matthew Walter MurphySantander Securities LLCCapital One Investing, LLC12-17-2015
Haralambos DakasSantander Securities LLCPNC Investments01-12-2016
Michael John DunleavySantander Securities LLCINVEST Financial Corporation01-15-2016
Frederick Scott DonaldSantander Securities LLCThe Leaders Group, Inc.02-12-2016
Michael Richard TormeySantander Securities LLCPark Avenue Securities LLC03-23-2016
Hari Ram SharmaSantander Securities LLCCitizens Securities, Inc.12-27-2016
Jeannette Barra GoldsteinSantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-09-2017
Joseph Domenick PetraccaSantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-18-2017
Next Page »

Showing 1 to 25 of 42 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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